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Unofficial transcript: Session 8

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Q     And sir, during your preliminary inquiry were 

you able to determine how much time Greenville spent 

doing her periscope search? 

A     I think at this point, we need to have the 

digital history of the ships depth brought into 

evidence. 

Q     Commander Harrison, would you have the next 

chart marked as Exhibit Number 9, I believe it is? 

           LTCMR HARRISON:  This will be marked as 

Exhibit 9. 

Q     Admiral, you are being shown the expand depth 

the periscope depth chart.  

      Could you please describe how much time the 

Greenville spent at periscope depth?  Could you 

please put it up onto the tray? 

      And if you would begin in the lower left-hand 

corner of the chart, and take us through the series 

of black dots that you see beginning over here. 

A     Let me say a few preliminary remarks first.     

      What you are going to see here is a display of 

ships depth by the digital depth dectector versus 

time, with depth along the left vertical access --  

shallow to deep, deep at the bottom, going shallower 

at the top, and increasing time along the right hand 

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as you work right along the base. 

      Now, the data recorded here is automatically 

recorded by the same system that is recording the 

fire control solutions and the sonar data and so 

forth, in other words, the ARCI fire control sonar 

data recorder.  

      And this information was not available to me 

when I conducted my investigation and signed off my 

report.  This has come out subsequent. 

      Really, this came to light at about the time I 

was completing my report, so my recollection is I may 

not have seen this before I signed my report it may 

have been within hours afterwards. 

      But what you have to understand when you look 

along the vertical axis of this report, this chart, 

is that these are not to be applied absolutely to the 

real depth of the submarine for two reasons. 

      One angle of the ship might cause error and 

submarines generally have a slight angle at periscope 

depth, because of the hydrodynamics of submarines. 

Q     I have a question for you up-angle would tend 

to reduce the absolute angle of the periscope above 

the waves? 

A     Yes.

Q     And the other reason that is more significant 

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here is that there is usually an error, an absolute 

fixed error in the depth detection system from truth 

from the real keel depth to surface, and I would 

guess in looking at this data that error was 3 to 4 

feet on Greenville on this day.  

      So you have to take the left-hand axis as a 

relative reference more than an absolute reference 

and apply approximately a 4 degree -- I'm sorry -- a 

four-foot change to what you're reading in the more 

shallow direction to know what the Greenville's real 

depth was. 

      And I say that with some confidence, because I 

know the officer of the deck and the commanding 

officer were looking out the periscope which has a 

fixed distance above the keel, and they were seeing 

things, and additionally, all submarines generally 

pick their most reliable depth indication which is 

not generally the digital, but is a mechanical depth 

indicator, and every time they dip the scope, they 

note the depth that that happens, and they correlate 

that to their in-use most reliable indicator and that 

is generally in within a foot.                 

      And I think from reports from the diving 

officer that we interviewed that was the case here, 

so to make a long story short, as we start to now 

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work through this chart recognize that you are being 

shown depths that are about four feet deeper than 

reality when you read this chart. 

      Okay.  The most important thing that I got out 

of this chart was the following. 

      It gave me boundary conditions, because of the 

large slope of the change in depth over time I knew 

the ship was not periscope depth, or was proceeding 

below periscope depth.  

      So it allowed me to calculate with pretty high 

assurance how long the ship was at periscope depth. 

And my estimate is about 80 seconds based on this 

data. 

      And in my report I have put about two minutes, 

and I think that was in hindsight generous, because I 

didn't have this data available to me, and was using 

log to the nearest minute data when I did my 

investigation.  So duration of periscope depth in my 

estimation from this data is about 80 seconds. 

      And the second thing that this does is it does 

correlate to the many witnesses who stated that the 

officer of the deck ordered 60 feet, which is the 

ships standard practice to proceed to periscope 

depth, and then the captain took the scope and he 

ordered a high school at 58 feet. 

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      The driving officer was trying to meet the 

needs of both depths wasn't perfect, and so there was 

some cycling as he attempted to achieve these depths, 

but he did a pretty good job of very quickly 

achieving them, so this correlates well to the 

captain coming up for a higher look than the officer 

of the deck had.  And the sequence of events is after 

the safety sweeps, two or three quick revolutions in 

low power, the offices yielded the scope up to the 

captain who did similar sweeps, and also according to 

some statements, did a high power search in a sector 

to the north, where he knew two contacts on sonar 

were.  

      So he generally did a sector search in high 

power to the north, as well as safety sweeps around 

in low power when the captain was on the scope. 

      But this was all done with some alacrity in a 

depth of ordered 60, and then 58 feet, and then the 

ship went deep, and used the emergency deep method to 

go deep. 

Q     Admiral, why would Commander Waddle have 

ordered a high look?

A     Remember, the purpose of this periscope depth 

is to truly ascertain that the area is free of 

surface contacts so that you can quickly get down and 

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do an emergency blow to the surface.  So you need to 

be assured that there are no surface contacts in this 

area, so he did that high look, I am sure, to further 

assure himself that even though he didn't think sonar 

was telling him there were close contacts, he was 

verifying that visually. 

      That was his intent, I am sure. 

Q     Sir, what was the weather and sea state on the 

afternoon of the 9th? 

A     Well, that's a good question.  It kind of 

depends on who you talk to or what data you look at 

and that's typical when you reconstruct weather in a 

marine environment. 

      We had reports that varied from 4 feet to 10 

feet in wave and swell height, depending on the 

source of the data.  Let me start with the most 

objective data.  

      The nearest moored Metok Buoy, a buoy that the 

government pays for to provide constant weather 

information via satellite for all users, all 

customers for the nation and internationally is about 

200 miles to the southwest of the site of the 

collision.  That is the nearest Metok Buoy, these are 

open ocean buoys. 

      And it said that the wave and swell height was 

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8 to 10 feet.  Now it's possible that that was higher 

than the more local region to Oahu.  

      There was perhaps some re-shore effect in the 

environs of wind that would provide a more sheltered 

environment and hence dampen the waves to some 

degree. 

Q     In looking at the video on CNN that was 

provided from film footage from a local TV station I 

would estimate six to eight feet, just from my 

looking at the swells.  

      I would say that the most consistent average of 

the people we talked to from the Greenville made it 

six to eight feet, and finally, the master of the 

Ehime Maru related it was a see state of 

approximately 3. 

      And if I correlate all of that together, I 

would say six to eight feet is the best average I can 

come up with of the wave and swell height.  That is 

only one of the parameters you asked about.  The 

weather is a more general question. 

      The background haze in the environment made 

visibility more difficult. 

      In periscopes, looking out in the hazed 

condition, it tends to make light objects more 

difficult to see.  

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      So the darker the object, the more likely you 

will see it, despite the haze, and the lighter the 

object you are looking for, the more difficult to see 

in a generally hazy day.  Of course it was an 

overcast day, so there was less sun and light than 

normal.  Periscopes are light-hungry, they always 

need more light.  So on darker days, they are less 

able to see. 

Q     Admiral what was the -- what color was the 

Ehime Maru? 

A     That's another issue here. 

      Of course, she had every right to be whatever 

color she wanted.  And her color scheme was basically 

white.  And that's not completely true, she had a 

black stripe around the top of her stack.  And that 

would have been helpful to notice through the 

periscope. 

      But in general, the mass which -- and do we 

have a display we can show to the court. 

      Can we refer to that now? 

                ATTY A:   I will have this marked as 

court Exhibit 10. 

      Exhibit 10 marked. 

Q     Commander Harrison, if you could take down the 

extended TD chart for a moment. 

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A     As you can see, the Ehime Maru is basically a 

white scheme of colored paint.  There is the 

exception of the stripe at the top of her stack which 

most vessels have black at the top of their stacks 

because of the soot comes out of the diesel engines.   

     I think you can honestly say -- and 

incidentally, the central mass is the highest mast, 

and my recollection -- I think we should refer 

perhaps to the recorded data but my recollection is 

the very top of that mast to the water line is 

approximately 70 feet.  Is that correct?  

      Do you have that data? 

      While you are getting that data let me just say 

that the way a periscope works is as an object comes 

over the horizon from distance to close the first 

thing you would see is the tallest point of the ship, 

the tip of the tallest mast.  

      And as it comes closer over the curvataure of 

the earth, more of the ship would start to emerge, 

you would see more of the mass, and now you would 

start to see the shorter mast fore and aft, and the 

next thing you would see is the top of the dark stack 

because it's getting closer and closer over the 

curvataure of the earth through the periscope and 

then you would see the top of the bridge, and then 

239

the main super structure of the ship.  

      And as more of these solid objects that look 

different from just these thin masts start to appear 

as it gets closer, the observer through the periscope 

would be more and more likely to see it on a hazy 

day, particularly the top of the bridge with the dark 

windows and the top of the stack which start to make 

it much more likely to see in a hazy day in a 

periscope. 

Q     Sir, would she have been more difficult to see 

given her -- the course she was on, and the target 

angle from the Greenville? 

A     What we call the angle on the bow is as you 

look from Greenville up towards the Ehime Maru, would 

be if -- if you could see it coming straight at you, 

that would be 000 angle on the bow, and then as you 

work your way -- as this shows on the starboard side, 

you would start to see a starboard angle on the bow, 

it would be 90 degrees off the beam 180 astern 0, in 

front.  

      This orientation you would see is very close to 

what you would have actually seen through the 

periscope of about a -- roughly a 25 degree angle,  

starboard 25 degree angle on the bow for most of the 

convergence of the two tracks.  So this is sort of 

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the picture you would see. 

      Of course, depending on the range you would 

only start to see small upper portions, and as you 

would get closer, you would see more and more until 

this would be fully visible. 

      So again, this is one of the issues related to 

whether optics and scopes on how easy it would be to 

see the Ehime Maru on this day. 

Q     How would you characterize taking into account 

wave height, taking into account the weather, the 

haze the whiteout conditions, and taking into account 

the angle on the bow, and the white color of the 

Ehime Maru, how difficult would it be to have seen 

her? 

A     If you use the most shallow depth ordered by 

the ship of 58 feet, giving you about roughly a -- 

roughly a 6 and-a-half foot amount of scope out of 

the water, if you assume that the wave height and 

swell height was about 8 feet, and if the ship is 

occasionally in the trough of the wave, the periscope 

is in the trough of the wave, that is, the wave will 

partially obscure your vision. 

      If you recognize that some of the paint scheme 

shown her on the upper reaches of the highest 

elevations of Ehime Maru were painted white, and 

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would tend to bend into the back drop, and you put 

all of those parameters into consideration and you 

have kind of a very short duration of a periscope 

depth where you have the worse case of being in the 

trough of the wave, and so forth, it's possible you 

would not in my estimation not seen the Ehime Maru 

until she was within about 2000 yards. 

      Now the longer you stay holding your periscope 

depth constant in that condition and continue to look 

in that direction, the longer out you will see, 

because those averages of visibility and wave troughs 

and so forth will tend to become less worse case.  

Over time, they will average out, and you will get a 

longer and longer range you are able to see.  

      But for a brief periscope depth period, it's 

possible that the Greenville was not able to see much 

beyond 2000 yards for this particular target in that 

weather condition that she faced. 

Q     Sir, in your opinion, after you completed your 

preliminary investigation, was the Human Resource 

that the CO ordered high enough?

A     Clearly, in hindsight, it was not. 

      We know in fact from reconstruction the ships 

were certainly less than 25 hundred yards apart when 

the ship was -- when the Greenville was at periscope 

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depth, it was just over a mile to the Ehime Maru in 

reconstruction, perhaps a mile -- 2000 yards one 

nautical mile. 

      And that ship should have been seen given 

enough time by the periscope operator. 

      Now, one of the things I was not able to 

ascertain was the visual acuity of the officer of the 

deck and the visual acuity of the two individuals to 

looked out of the scope.  

      I wish I had an opportunity to make sure their 

eyesight was okay, because that's one of the issues 

that I just was not able to pursue in the time that I 

had. 

Q     Admiral, kind of a follow-up question here -- I 

just may go back and review this, but when the ship, 

the Greenville, they obviously had a Metok brief 

before they went underway, they had some indications, 

I assume to the officer of the deck in terms of 

current Metok conditions, when the order of periscope 

depth of the 60 feet, as I recall it that you said -- 

did they take into account what was already assumed 

to be the swell and wave heights to build 

automatically a higher condition that they should 

have gone to -- a higher periscope height for the 

boat? 

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                VADM NATHMAN:   Admiral, I would say 

that they ordered generic depths. 

                THE WITNESS:   And probably 

submarines in general do this because for the most 

part they are not in daily audits, they don't have 

immediate data.  They transit a while, they come up 

shallow, and look.  

      So you program to -- you take what you get you 

assess it when it's there, it's a little difference 

in aviation, you have to know in advance just to 

safely fly in your envelope.  

      So we are pretty much conditioned to take what 

we get when we're there. 

Q     So you would modify what you saw as a 

periscope, based on what you say, and not do it in a 

pre-determined manner?

A     Yes, sir.  That's what we would expect a 

submarine to do.  

      Now you asked me if this was a high enough 

look.  What was the range of options open.  The top 

of the sail if it was fifty feet above the keel, if 

the commanding officer ordered the keel broached,  

you could get at least a range of three more miles to 

the horizon, added to what he already was getting at 

58 feet.  So it would have been significantly more 

244

and would certainly help overcome the sea state that 

the admiral is alluding to, it would have been a 

correction that is conservative, but perhaps 

appropriate. 

      Second guessing the CO, he could have ordered 

-- he has significant more amount of scope, he could 

have put out of the water.  I might also add he could 

have done it for longer, because some of these 

impacts of weather, wave and swell height that I'm 

talking about averaged over time tend to be reduced 

and mitigated because I am assuming kind of worse 

case in the trough, and so forth, and eventually, the 

eye, given several repeated attempts to see this 

contact will see it.  It may not see it the first 

revolution or the second revolution, but eventually 

you would see it. 

      So time is a great ally in these events, and 

from a visual standpoint more time would have been 

helpful -- a shallower depth, more time. 

Q     Sir, how do you assess the -- I think you 

testified that it was 70 seconds that the -- that you 

estimate the --

A     I think I estimate now 80 seconds. 

Q     Do you think that was a long enough time to 

spend at periscope depth? 

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A     Well again, with the great benefit of 

hindsight, no. 

      I have one other issue which is why I say 

that.  The master reported he was operating their 

surface search radar on a twelve nautical mile scale 

essentially it's max power scale since he left 

Honolulu Harbor.  So that was a sense of energy, a 

radar that the BSM system on the Greenville probably 

did detect. 

      Now the wave at the ESM works on a submarine 

when your scope first breaks the surface, your 

antenna is automatically starting to catch these 

signals, but you have a dilution of signals, 

particularly when you are operating near land nine 

miles south of Oahu.  Land-based signals are going to 

be inundatin gthe operator.  

      So it takes a finite amount of time not only to 

determine if any of them are close that are of a ship 

worth that he variety, but also analyze them further 

and refine that input.  

      The time they were at periscope depth of 80 

seconds only provided that ESM operator an 

opportunity to do oral analysis on those signals.  

      He has some sophisticated video digital 

analysis equipment which allows you to rather quickly 

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break down the parameters categorize them and assess 

them for range, at least rough correlation of range 

through signal strength.  But the operator in ESM did 

not have time to do that because they were only at 

periscope depth for about 80 seconds.  

      So this is one more way that the bell ringer 

that could have helped the CO know that there was a 

close ship was not able to be utilized. 

      Now I took the parameters as best I could 

obtain them through Captain Kyle and his interface 

through the NTSB with the master, and I had some 

technical authorities at SUBPAC analyze for these 

ranges, we knew the ships were apart from, whether or 

not that signal strength would have logically been 

high enough for the ESM operator to record that they 

were a collision threat. 

      Because again, when you first come to periscope 

depth, just like the officer of the deck is in a 

bistable mode of either MCD for no close contacts the 

ESM operator, is for a brief period of time is -- I 

do or I don't -- an equivalent to the officer of the 

deck. 

      He didn't get much beyond that period, where 

analysis could have helped him come to that 

conclusion before they went deeper then. 

247

      So because of the challenges to a good visual 

search, and the lack of ESM time to analyze the ship 

went deep too quickly. 

      And incidentally, one more point of criticism 

is that the sonar information was not verbally cued 

to the officer of the deck or the captain in a 

rigorous way to do high visual searches down those 

bearings. 

      Again, I don't think the ship expected a close 

contact based on its analysis of the sonar picture, 

so it didn't have a close contact to disprove in the 

ship's calculus, but it did have sonar contacts out 

there, and a direct correlation of the current 

bearing to that contact with a high poured search 

from the scope perhaps longer and shallower, would 

have further warranted to disprove that they weren't 

close. 

Q     Did anyone report either the OOD or the 

commanding officer that there was a close contact at 

periscope depth? 

A     No.  There was no -- no one on board who made 

any reports to the commanding officer or the officer 

of the deck that there was that potential. 

Q     Sir, should the -- would they have known in 

sonar -- would the sonar supervisor or should he have 

248

known that they had a close contact, based on the -- 

the information he was getting? 

A     There are ways for sonar and the sonar 

supervisor to indirectly make that determination.  

They are fairly crude, and they are not nearly as 

reliable as determining that kind of information 

through analysis of data on a fire control system.  

For example, though, the sonar operator and 

supervisor can tell in some environments.  

      Where some depression elevations are where you 

are seeing the strongest signal -- and that's -- to 

digress just a second.  A DE angle is where the 

passive sonar is getting the most energy are in a 

vertical plane.  Is it getting it from somewhere up 

here, somewhere straight out ahead, or somewhere down 

here, and the actual from zero or horizontal that 

it's getting that and there are ways to correlate the 

various DE beams that it gets that energy to range 

because there is some DE angles that can't be far 

away if that's your strongest source. 

      So there are indirect or full course methods 

that the sonar and the sonar supervisor can use to 

make determinations of a close range, but they are 

not reliable, and they are certainly much more 

difficult to arrive at and take longer than what the 

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fire control operator should have in the fire control 

system. 

Q     So you mention the fire control technician in 

the watch.  Did he know that he had a close contact 

at periscope depth? 

A     What I can't understand is he did have -- first 

of all, he did have indications that there was a 

contact that was generating in by his fire control 

system solution on the ship. 

      Now, the time frame where this happened is very 

close to when the ship was arriving at periscope 

depth.  And I'll have to digress for a minute here.  

This right-hand chart that you see posted vertically 

here is a chart for Sierra 13 in the same time frame 

as this whole track history of time versus range to 

the target. 

      And this solid red line that you see starting 

out distant here at the 12:30 time, and coming down 

to where the collision occurred at 13:43, which is 

zero range at the collision -- so starting out at 20 

miles, and coming into zero miles -- is a continuum 

of just connecting the range that each point in time 

on the two correlating tracks generates down to 

collision zero, so that's reality there, that red 

line. 

250

      These -- these dashes and dots here are an 

indication of in the fire control system what the 

operator has entered for Sierra 13 as the fire 

control solution range for that contact over time. 

      Now, you should recognize that the fire control 

solution is a guess.  It's never probably absolute.  

It's never perfect.  

      And it's frequently not correct at all.  

      It's a process of using more and more data over 

time to eliminate bad solution options, until you 

finally hone in on the correct solution option, and 

given time, these sonar and fire control systems that 

we have on our digital equipped ships now are pretty 

good at getting to the right answer.  

      And in some cases, it depends on the aspects of 

the ships, the quality of the signal, how often it's 

interrupted, and the operator proficiency, and so 

forth.  But over time, they eventually get there.     

      And in this case, it seems to me that the 

operator had figured out that this guy was getting in 

pretty close, just at or before PD. 

      And the -- and the operator did not make that 

report to the officer of the deck or the captain. 

Q     Admiral, you say "close" I can't see the scale 

on that.  I can't see -- is it a thousand?

251

A     This is zero yards, this is five miles here or 

10,000 yards so each major increment is 5,000 yards.  

That is 0, 5,000 yards, 10,000 yards, 20,000, 30,000, 

4,000. 

Q     So when you say close you are indicating 2000 

to 25000 on that scale? 

A     Yes, sir.  And where I have the dot is about 

4000 yards.  That's about 2000, and this is zero.  

      So in this period here, the FT of the Watch is 

entering into the system what I would call close 

ranges, ranges inside 5000 yards and he was not 

reporting that to the supervisory, watchstanders. 

Q     Would you expect him to make those reports 

based on the data he had?

A     Yes, I would expect that to be very relevant 

information for the officer of the deck and very 

helpful. 

Q     And sir, you mentioned that these data points, 

they take a physical act by the FTOW to enter this 

information, he has to know what he's doing -- that's 

not automatic, correct he has to physically do 

something? 

A     Yes.  In general, there are automatic entries 

into the fire control system.  They are not the ones 

being displayed here, though.  These are the ones 

252

that have to take manual operator entry to make.  

      And so he was making them. 

Q     Sir, in your investigation were you able to 

determine why the FTOW did not report this close 

contact to the officer of the deck or the commanding 

officer? 

A     I tried.  And I think I know why. 

      But further testimony may be helpful for the 

court to understand that.  There were two basic 

issues going on here. 

      One is that there were a number of people that 

were physically an obstruction to his line of sight 

and communications with the OD and the captain.  

      Many of them were civilian guests of the 

embarked visitors.  They were in the control room in 

a line of -- they were standing on the side in the 

periscope stand area in a position where they were in 

the way for the FT of the Watch to physically look at 

and talk to the officer of the deck or the captain. 

      And are you going to bring out that diagram 

again? 

A     Yes, sir, we'll put up the diagram so you can 

show that visually to the court.  

      Now I only have kind of an aggregate sense of 

where the visitors were from a number of interviews, 

253

I am sure I don't know exactly where they were in my 

own mind. 

      That is difficult to know after-the-fact. 

      So what I am describing for you is my sense of 

where they were and it may not be totally accurate.  

This is not a lot of room to put extra people in.  We 

have already put in watchstanders in an earlier 

discussion.  The watchstand is the only place they 

could go to observe **

      Would be in this L-shaped area right here, 

starboard and forward center line and then to some 

degree, you can put some more aft over here to the 

left port side of the periscope stand.  

      So my sense is that the 16 visitors and captain 

Brandheuber were filling in the space on the port 

side of the periscope stand, and also center line and 

starboard of the periscope stand, where I am 

outlining here with the laser pointer and the area 

over here.  

      Remember the FT of the Watch is about right 

here, approximately.  People that would be standing 

just inboard of him, where I am circling now with my 

laser pointer filling up the starboard side of the 

control room would all block him from talking easily 

to the arbitrary place we placed the CO here and the 

254

officer of the deck here but generally you would 

expect them somewhere on the con, although they could 

be elsewhere. 

Q     Admiral, would you have expected FTOW if he 

thought the visitors were a barrier to communication 

to ask them to move?

A     I certainly would.  

      A physical barrier is not insurmountable, 

particularly when you have an urgent report.  

      So there is no question that the visitors 

presence although perhaps a passive deterrent was not 

the only reason here, there was something else going 

on, and I am still not sure what that something else 

was except from some of the interviews I got the 

impression that this point in the game the CO was 

talking very directly to sonar.  He was either 

physically going to sonar, asking the XO to go into 

sonar, or he was talking to sonar, and for whatever 

reason, the FT of the Watch felt that the CO had the 

picture he wanted to get from his discussions with 

sonar, and that the FT of the Watch was not part of 

the communications loop.  

      So it was some mixture of physical barriers 

from people, and the FT of the Watch kind of feeling 

-- I don't know -- almost like he was benched in the 

255

game at that point in the game from being a part of 

it. 

      Incorrectly so.  Clearly, he should not have 

felt that way.  He, in my opinion, should have taken 

it on his own volition to volunteer this information 

just as it would be helpful for the OD to go observe 

this information, but for whatever reason, this fire 

control information, again, at the n-th hour, is 

developed the range has dropped way in from out here 

around 15,000 yards, to inside of 5,000 yards for 

only a few minutes time, and the ship is distracted 

at periscope depth.  A lot of things going on in a 

short amount of time.  

      Nevertheless, this is key information that 

didn't get to the CO or officer of the deck. 

                VADM NATHMAN:   Counsel, this just 

sticks out in my mind.  You talk about physical 

barriers, and you talk about reports receiving 

reports of the fire technician of the watch.  

      Now his reports go to the officer of the deck, 

is that correct?

                THE WITNESS:   Yes, sir.  His reports 

should go to the officer of the deck.

                VADM NATHMAN:   Okay, so regardless 

of how busy the CO was, the officer of the deck 

256

should have still received reports, and the physical 

barrier side, it doesn't prevent the FTOW from 

speaking up, regardless if somebody is standing if 

his way, does it?

                THE WITNESS:   There is no reason 

why he shouldn't speak up period, his primary duty is 

the assure the safety of the ship.  

      He was the one analyzing the contacts.  He had 

information that should have told him that the 

contact was close or potentially close.  

      Remember these are arbitrarily solutions in the 

machine and not necessarily true but it certainly was 

an indicator and for whatever reason he didn't relay 

that information. 

      I just want to add it's not real clear to me 

when this range was out spotted to 9,000 yards.  This 

last data point on this whole graph white before the 

collision is 9,000 yards and in interviewing the FT 

of the Watch, he indicated to me that he out-spotted 

the range, based on the reports by the OD and the CO 

that they had no visual contacts.  

      That would be a logical action because again, 

these are not ground truth solutions, these are 

potential solutions, and he thought his potential 

solutions had fallen apart when the CO and the 

257

skipper told him he had no visual to beyond the 

visual horizon for a contact just prior to the 

collision. 

Q     Admiral, in reviewing the actual data logs, 

were you able to determine if he out-spotted before 

or after the collision took place? 

A     When I had signed out my report, my 

understanding was it was before.  I have subsequently 

talked to Commodore Bias, that was done after the 

collision.  Now it's very close in time, so I think 

that's a matter for the court to examine further. 

Q     Admiral, again, if the "as do" had been working 

the repeater, would that have automatically displayed 

the fire control screens that the FTOW had been 

looking at so this data would have been repeated on 

the as do for the OD?

A     No, the "as do" is strictly sonar data, the raw 

data.  The fire control data is, however, readily 

available on the starboard side of control, should 

you choose to look at it, or should you get reports 

from the operator to you that it's occurring.

Q     Is that something that is a matter of routine 

that the OOD should be doing in addition to looking 

at the as do, should he be looking at the FTOW 

displays in order to get the complete picture along 

258

with the other information he's got? 

A     Yes. 

Q     Sir, what time did Greenville leave periscope 

depth? 

A     Greenville left periscope depth at 13:40.  

      That is indicated by the arrow here on the blue 

track of Greenville.  And it's the annotation, 

conducts emergency deep for training, commences turn 

left to 340. 

Q     And can you tell us what happened on Greenville 

when she ordered emergency deep?

A     The captain was on the periscope and ordered 

the emergency deep and directed to go to 400 feet.  

The default would be 150 feet otherwise from that 

direct order.  Anybody on the scope can order 

emergency deep.  That is how we train because that's 

the person that can **

      That's why the skipper ordered the OD to go to 

400 feet instead of 150 to set up for the emergency 

blow.  The captain was doing a couple of things when 

he did this.  

      First of all, he was getting down quickly to 

set up to quickly do the subsequent emergency blow 

before the surface picture changed and degraded, and 

secondly, he was demonstrating an impression 

259

evolution of how rapidly these ships can go deep when 

they sense a need to from periscope depth. 

Q     Did the Greenville change course as she went 

down to emergency deep? 

A     Yes, she started to turn left.  

      This was based on a recommendation from the nav 

picture to the captain of where the best course was 

to go to to once surfaced, head back to the barn.  

And it's a logical question and a logical decision to 

start heading towards the -- the point where you want 

to transit back to home port after the evolution. 

Q     How well did she execute emergency deep? 

A     Despite the fact that there were distinguished 

visitors on a few of the controls, they were in a 

very passive condition, actually.  They were closely 

supervised and it had no bearing on this collision, 

in my determination. 

      The procedures were followed exactly and the 

ship did a emergency blow in a normal manner which 

requires controlling the rudder, controlling the 

angle up on the ship to between 10 and 20 degrees,  

placing the air in both forward and aft ballast tanks 

for a set amount of time, ten seconds, and she did 

all of that very well. 

Q     And sir, when she executed the emergency 

260

surface, and the collision occurred, can you describe 

to the court where she struck Ehime Maru on her way 

up? 

A     Yes.  The ship -- the Greenville initially 

struck the Ehime Maru my guess is probably somewhere 

near the bow with the portside of her hull just aft 

of the sail, and then as she continued upward with 

her momentum that she is the Greenville -- the 

Greenville's rudder sliced through the hull of the 

Ehime Maru and caused the rapid flooding and the loss 

of the Ehime Maru. 

      Now the top of the rudder of the USS Greenville 

is especially hard steel because in the horizontal 

slow surfacing under ice scenario, it needs to be not 

to be damaged when you breakup through the ice when 

you have to surface through ice, so that is part of 

the ships structure that is hardened to do that. 

Q     So did Greenville detect contact Sierra 13 the 

Ehime Maru during her ascent? 

A     No, there was no question in my mind that the 

Greenville did not know Ehime Maru was there until 

she hit her.  I am sure this was a terrible shock, 

and the first that anyone on the USS Greenville 

anyone on the Ehime Maru was there was when the 

collision occurred and that was the first indicator.

261

                ATTY A:   That is all the questions I 

have, Mr. President, concerning the collision.  

      And at this time I think for a recess, sir, and 

you may want to announce to the court what the plans 

are.

                VADM NATHMAN:   Do you plan to 

introduce any others, counsel? 

                ATTY A:   Sir, what we would like to 

have marked as next court exhibits in order are the 

following Navy instructions.  We have copies for the 

parties, parties' counsel, and they regard SECNAV 

Instruction 6420.44 Alpha.  Section 0405. 

      The next is OPNAV Instruction 5720.2 Lima.  

Embarkation in US Naval Ships. 

      The next is CINC-PACFLT Instruction 5720.2 

Mike.  Embarkation in US Naval Ships. 

      The next is CINC-PACFLT out-boarder 201, AMEX 

Fox Trot.  Appendix 7, entitled, Embarkation of 

Visitors. 

      The next is come SUBPAC Message 012343 Zulu, 

January 2000, entitled 2000 public affairs telling 

the Pacific submarine story for a new millenium. 

      And finally, we have the come SUBPAC chief of 

staff Memorandum 00-1 entitled, Standing Orders and 

Policy While Embarked. 

262

      And as I said, Mr. President, copies of those 

will be distributed to parties and parties' counsel. 

                VADM NATHMAN:   In a moment we'll 

recess the court, but let me explain to the parties 

and to the counsel for the parties and for the court 

what we're going to do tomorrow. 

      Tomorrow morning, at zero 800, I intend to 

convene the court at the foot of the brow for USS 

Greenville.  We'll do it in working uniforms, so it 

will be khakis for most of us, we'll going to the 

ships control room and we'll bring Admiral Griffiths 

aboard, and we'll have him describe -- I think it's 

important for us to go over there in person and you 

can see the size of the party here, and the court 

itself.  

      It may a simulate the crowding that maybe the 

captain of the Greenville saw himself but we are 

going to have Admiral Griffiths describe the duties 

of the control and the watchstanders, and we won't 

take a lot of questions there, although we will bring 

the recorder.  

      After that the court will go to the submarine a 

simulators and there we will review procedures for 

surface and submersed operations to include emergency 

deep, emergency surface, and emergency blow.  

263
 
      The court will be closed.  The only folks will 

be the counsel for the parties, the parties 

themselves, and the court members and then we intend 

to reconvene here at 13:00 tomorrow afternoon because 

my anticipation is that will take most of the 

morning.  So I expect you to be on time so we can 

start promptly down from the courtroom on the USS 

Greenville. 

      Commander Waddle, I know it's difficult for you 

to go back to your previous command, and if you 

choose not to be on the control room tomorrow of your 

previous command, I understand that, okay? 

      This court is now -- 

                ATTY E:   Sir, before you adjourn, 

can we have an instruction to the witness not to be 

discussing this testimony with counsel -- between 

direct examination and cross-examination and this 

tour of the ship?

                VADM NATHMAN:   You raise a very good 

point.  You will be so instructed.  And we'll see 

Admiral Griffiths tomorrow afternoon at 13:00 and the 

members, since the counsel for the court has 

basically concluded his introduction for the inquiry 

you will see the members start with our questions and 

we'll be able to start the cross-examination. 

264
 
                ATTY E:   Very good, sir.

                VADM NATHMAN:   You're welcome.  This 

court is --

                MR. GITTINS:   I would just put on 

the record.  Admiral Griffiths, you know you are 

still under oath, and you are not to discuss your 

testimony with anyone until we reconvene back here at 

13:00 tomorrow. 

      (The proceedings were adjourned at 4:45 p.m.)

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