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Unofficial transcript: Day 5, Session 3

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DAY 5 SESSION 3    MARCH 9, 2001     10:00 AM


    EXAMINATION OF CAPT KYLE (CONTINUED):      


            CAPT MACDONALD:   Be seated. 


            VADM NATHMAN:   This court is now in 


session.  We will recall Captain Kyle.


            CAPT MACDONALD:   Let the record 


reflect that all members of the court, counsel, and 


parties are again present. 


  Captain Kyle, will you take a seat in the 


witness box and you understand you are still under 


oath. 


Q     (By Capt MacDonald)   Did you, as part of your 


reconstruction effort, did you conduct a analysis of 


the effectiveness of visual searches at periscope 


depth? 


A     Yes, I did. 


Q     Could we have the next slide, please? 


      Sir, could you depict to the court what this 


slide depicts?  I know we have seen the upper 


portion, the purple dots, in previous exhibits.       


      Could you tell us what your analysis adds to 


this picture? 


A     This is a plot on the left hand side of the 


depth, ship's depth, that is recorded on the sonar 


logger.  The sonar logger is really a readout of the 

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video's digital depth dectector, and it has that 


logged every second. 


  This orange series of dots, around this scale 


over here, is the pitch of the ship -- basically, the 


angle of the tack to the water.  Also logged in the 


sonar logger, it's really the angle of the boat based 


on the ship's navigation sweep, and it's basically 


correlated in time relative to the ship's depth and 


sort of adds a little bit of the story as to what was 


going on in the effort to control the ship's depth at 


periscope depth, which is sort of the first critical 


element in the periscope search. 


Q     Captain, was does it add to the story?


A     It kind of tells you a couple things about the 


condition.  


      First of all -- this gold line right here is 


zero pitch angle, which puts the boat at even pitch, 


basically, no angle on the boat.  And that is, in a 


common trip to periscope depth, the ship would be 


normally such that if it was at periscope depth, it 


would have a little bit of an up-angle to help 


control the boat at periscope depth. 


      As I discussed ship control training at the 


training center, normal process for going to 


periscope depth, the diving officer of the watch who 

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is responsible of maintaining periscope depth will 


bring on added ballast before he leaves 150 feet to 


compensate for sea state near the interface.  


  The action of the ocean running over the -- 


near proximity to the back of the hull of the 


submarine tends to cause a low pressure area and 


causes the boat to act lighter than it really is as 


you get close to the surface.  


  And so to compensate for that, the diving 


officers typically will bring on water to make it 


easier to control and keep the periscope depth. 


      In this case, one interesting thing is that the 


boat, when the depth is stable, you see the depth 


stable here, and here -- the pitch angle on the boat 


during those periods of stable depth or why it's 


fairly constant is negative -- it's a negative pitch 


angle.  The boat is actually being driven with a 


down-angle to compensate for the fact that it's 


light. 


      The diving officer did not bring on a lot of 


water in advance of going to periscope depth here, or 


either that, he was surprised, the sea state was 


higher than he anticipated, and there was more 


surface action causing him to feel lighter than 


normal.  It's sort of an uncustomary attitude for 

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periscope depth.  The normal one is with a slight 


up-angle, it's easier to control because the stern 


keeps the boat away from the surface. 


            RADM SULLIVAN:   Captain, I had a 


question on that.  In normal practice, your 


experience about going to periscope depth, what does 


the diving officer do when the ship is preparing at 


150 feet to ensure that -- to help ensure that when 


he reaches periscope depth, that he has a good handle 


or a good understanding of his ballast? 


A     Sir, as I said earlier, normally the officer of 


the deck would make an announcement that we're 


preparing to go to periscope depth.  He would have 


this briefing that I discussed, the preparatory 


briefing, with all of his key team members.  


      Among them would be the diving officer of the 


watch, and they would discuss the evolutions, plan, 


the housekeeping things that would affect his 


station.  They would also discuss what depth he 


intended to be at periscope depth, because the unique 


requirement, you know, in order to say we are going 


to snorkel or do something like that, the ship would 


have to be operated close to the surface.  It would 


be good to tell the diving officer early that that 


he's going to go shallower than normal.  

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  So once he assesses the plan -- any indications 


of what the sea state was the last time there was 


periscope depth, you can get a measure of sea state 


by listening to the see underwater, and based on his 


assessment of sea state, he would bring ballast on 


the ship to compensate for that sea state. 


  And depending on what that ballast is and what 


is overall condition of trim was at the time, he 


would bring on probably on the order of twelve to -- 


10,000 to 20,000 pounds for an average sea state.     


And the officer of the deck would allow him to do 


that.  That takes a little bit of time.  


      There as fast flood method and a slow flood 


method that floods these tanks, and you like to do it 


in the slow flood mode -- quieter, just quieter.  


That's just a better overall submarine practice -- it 


takes several minutes to bring on that much water. 


      And this would be going on while the ship was 


doing its maneuvers to go to periscope depth.  


      While you are doing your target motion 


analysis, the diving officer is preparing the ship in 


terms of ballast to go up to periscope depth at the 


same time. 


      And -- and usually before you go to periscope 


depth, the officer of the deck would ask the diving 

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officer, are you ready to go up?  Do you have the 


ballast of the ship properly?  And they would have 


one last interchange beforehand, how much water did 


you bring on?  If he brought on a lot of water, the 


officer of the deck knows he has to keep some speed 


on on his ascent, to help the diving officer 


compensate for the added weight that he's carrying. 


  Submarine speed allows the control surfaces to 


compensate for the weight the ship it's carrying, the 


extra wait it's carrying.


                RADM SULLIVAN:   After you've been 


deep, running high speed, certainly the buoyancy of 


the submarine will change in the water column?


                THE WITNESS:   Yes, sir. 


                RADM SULLIVAN:   So during the -- 


typical Team A legs of three to five minutes on a 


couple of legs -- what does the diving officer do 


before he decides -- how does he know he has a good 


trim?


                THE WITNESS:   That's a part of the 


discussion.  I didn't cover that, sir.  


      If the ship has been deep for a significant 


period of time, it's been a long interval since the 


ship got a good trim -- and what I mean by "good 


trim" is the diving officer can quickly assess the 

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trim of the boat to really understand that he needs a 


speed -- few minutes at five knots constant speed. 


  Because the boat at high speed can carry/mask a 


lot of weight -- either out of buoyancy condition 


light on heavy -- the planes, the faster the boat 


goes, the more effective the planes are at 


controlling the depth, the slower they go, the more 


buoyancy factor becomes apparent.  


  So the diving officer would need a period of a 


few minutes at five knots at low speed to really 


assess the overall buoyancy condition of the boat.    


      And it really depends how long it's been since 


the last time he was slowed to do that.


      They compensate for known changes in buoyancy.  


For instance, if we are making water, drinking water, 


he's bringing on water sea water back aft to put it 


in tanks.  He will periodically pump ballast over the 


side to compensate for the generation of drinking 


water, so they're trying to do that to keep up with 


the trim.  


      But before you go to periscope depth, in an 


ideal situation, you would allow the diving officer a 


few minutes -- ahead one-third, five knots -- to 


assess the trim of the boat before he headed up to 


periscope depth. 

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  Is that strictly required? 


  No, sometimes you don't have that time.  But in 


an ideal situation, you give the diving officer a 


chance to assess his trim first. 


            VADM NATHMAN:   This graph -- does it 


effectively change when you have a trim change?  Does 


it effectively change the height of the periscope? 


            THE WITNESS:   No, sir.  The 


periscope is raised essentially to full height to the 


stops when it's raised.  The only circumstance that 


-- where it might not be at full height is if you 


have a particularly short scope operator, he may 


lower it a couple of inches, and it's only enough so 


he can see out the optical. 


                VADM NATHMAN:   Not a high change?


                THE WITNESS:   No, no.  But I am just 


trying to orient you to the fact that this boat in 


this particular condition appears to be trimmed light 


so at periscope depth, they are operating with a 


down-angle on the boat to keep a constant depth. 


      I believe the first ordered depth was 60 feet 


and it looks to me that the boat pretty much attained 


a steady depth 60 feet right here. 


      The diving officer is coming up with positive 


trim, positive trim, he realizes he's coming up 

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pretty fast, he pushes the boat down to hold it.  


He's recognizing how fast it's coming to periscope 


depth, and he's trying to control the ascent and 


level off to 60 feet.  And it looks pretty good.      


  What I am trying to say is I am trying to 


calibrate us to the fact that 60 feet was ordered, 


and in my belief, judging from the whole analysis of 


the depth gauge, which gauge was the most accurate, 


the ship had been using the shallow water depth gauge 


which is a hydrostatic gauge, a mechanical gauge I 


pointed you that out in the ship control trainer on 


the boat, ship control station. 


      And it has been tested at the shipyard for 


accuracy found to be within six inches of accuracy 


throughout its entire range, a fairly accurate gauge.  


It's not out of calibration.  That was the gauge the 


ship believed was the most accurate.  That was the 


gauge they were using on this particular day.  


      It's my experience that the digital of that 


gauge is seldom used for periscope depth operations 


because the shallow low water gauge is more 


accurate. 


      There has been a test conducted on a digital 


depth gauge by the shipyard, but it's not a standard 


test.  And frankly, the results I've seen on that, I 

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think, are highly questionable, it's not -- I am not 


sure the test was done properly or accurately, and I 


don't really believe the results on that particular 


test at this point.  


  And we have -- that is still being evaluated by 


the design engineer, the system engineer back at the 


Naval Sea Systems Command for resolution of what does 


that data really mean in terms of -- is it an 


accurate calibration. 


      So, what I -- what I am saying, my feeling is 


that the shallow water depth gauge was probably 


pretty accurate.  The digital depth gauge was 


probably off a few feet.  


      They were controlling at 60 feet -- the 


corresponding digital reading was about 63 


and-a-half, indicating about a three-foot error 


between the shallow water gauge, which I think is 


accurate, and the digital gauge at 63 feet. 


      Do you have a question, sir?


                VADM NATHMAN:   I do.  This may not 


deal with -- I don't think I want an absolute answer 


in terms of depth differences here, but it just kind 


of goes to how you would expect the submarine to 


react to what they thought were depth differences. 


      We heard some testimony about a six-foot 

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difference.  And I'm -- I am not in my mind, it's not 


clear to me yet what the six-foot difference was.  It 


might be what you talked about in that other 


equipment. 


  But if you felt like you had a difference in 


six feet, is that six feet a significant number to a 


submariner? 


            THE WITNESS:   Yes, sir.  In my own 


personal experience, I had a great deal of 


frustration with my depth gauges, it seemed like they 


were reading differently each time.  And at periscope 


depth, six feet is a big deal.  


      It is a big deal. 


                VADM NATHMAN:   The digital depth 


gauge is good for depth control.  When precise depth 


is not that critical, it's fine.  But the shallow 


water gauges are generally better for the fine 


control of periscope depth.  That's why we have it, 


that's why it's there.  It's a wider scale. 


                VADM NATHMAN:   In my experience, my 


experience operationally is in flying -- I couldn't 


know if it was six feet or not, unless it was an 


aircraft carrier.  So it's all visually -- it's 


relative, it's not absolute differences in height -- 


so it's a concern for a submariner to have a six-foot 

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difference, how would you expect them to react to 


this concern?  Would you expect a plaque card or a 


template or an indication or a log entry or --


            THE WITNESS:   If it was not really 


that far, we have a system that is called a 


calibration, an out-of-calibration label, where you 


can actually assign an error to the gauge.  


  And there is a sticker that goes onto the 


meter.  And there are process by which we can 


determine which gauge is most accurate.  


      When the boat dives or is going deep from 


periscope depth, we do know one benchmark and that is 


that the head window is a 64 feet seven inches, so as 


you submerge the boat, typically, the last thing you 


do -- the officer of the deck is looking ahead, and 


when the seas cross the window, he marks that, scopes 


a wash, he announces it, and the diving officer marks 


it on his indicators and he determines which gauge 


reads the closes to 64.7.


                VADM NATHMAN:   So you are going a 


realtime calibration?


                THE WITNESS:   Clearly on a rough 


day, when you have waves, it's a little rougher in 


that.  But you kind of get an idea which is the 


closest one.  It's not a precise.  The only time to 

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be precise, if you had a mill pond sea with no 


oscillations, but it's pretty close -- it will 


certainly show you that one of them is off by six 


feet. 


            VADM NATHMAN:   Counsel. 


            THE WITNESS:   If I could go a few 


more points on this.  If that's okay. 


  I pretty much established in my mind that this 


digital gauge was off by about three feet from the 


shallow water gauge.  And I think the shallow water 


gauge is about right.  


      So he came up -- it looks like he came up to 60 


feet, and as I said, he's trying to hold that.  He's 


got some negative pitch on the boat, maybe a little 


too much negative pitch because the boat starts to 


sink, it goes down and bowls out through most of this 


periscope depth time -- he's down here at 66 to 67 


feet. 


      If you apply that three -- if you apply that 


three-foot error, that brings it up to maybe 63 feet, 


which as I said a minute ago, the head window -- 


centerpiece is about 64 and-a-half feet.  


      So there is very little scope out of the water 


during this entire phase of the periscope depth 


evolution.

Page                                                               84

            RADM SULLIVAN:   And that would have 


been during the initial periscope depth?


            THE WITNESS:   38 second time.  


  So that's between 40 -- the scope would 


probably break somewhere in here.  It's kind of hard 


to know, because the seas were kind of swelly that 


day.  We picked this time as being pretty close.  


  So starting from here, you need 24 seconds of 


low power sweep.  This time right here would be the 


initial three sweeps somewhere in that period.  And 


we've already achieved 60 feet, and we're sinking 


down a little bit, heading back down to deeper 


depth. 


      And then we stabilize out here.  The diving 


officer puts on positive pitch to try to recover to 


his ordered depth of 60 feet.  And then I believe an 


ordered depth of 58 feet was ordered right in here. 


      He comes up, and it looks like he stabilizes 


out here at probably -- this is about 58 feet.  


      The diving officer and the helmsman both report 


the minimum depth they got to was about 57.  They 


over-compensated, which would be these up here, which 


fits -- the three-foot error continues to fit just 


about perfectly across this whole chart, 57 feet on 


the shallow water gauge, and then the emergency deep 

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drill is given. 


  So, what I am basically saying is the periscope 


depth period, there is a good period of it in here 


that was fairly close to the water interface.  There 


was not very much scope exposed even from a calm sea 


state, let alone one with sea state in it.


            RADM SULLIVAN:   So you would 


probably get some wash across the head window?


            THE WITNESS:   You might get some 


wash.  But in any case, you're very close -- you're 


very close to the interface and we know -- I wasn't 


out there that day, but I did see a lot of the news 


video that has been played over and over again of the 


boat that day, and there was obviously some swells, 


some chop, and so your eye is very close to where the 


base of those are, and those swells are on either 


side of you, it's very difficult to see a long way 


when you have these oscillating mounds around the 


scope.


                RADM SULLIVAN:   So help me with 


this, Captain, because the depth he was ordered to go 


up or higher by the officer of the deck at request of 


the captain, as I understand, but at the time they 


were actually at the higher depth, if you will, was 


1339 and 30 seconds to 49 seconds; is that what that 

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says? 


            THE WITNESS:   I would say to about 


45. 


            RADM SULLIVAN:   So, fifteen seconds?


            THE WITNESS:   If I would say that's 


58 feet right there, maybe that's 57.  That's from 


like point in time 29 to time 44, or 45.  So that's 


about 13 or 14 seconds.


            RADM SULLIVAN:   That he was actually 


at the ordered depth?


                THE WITNESS:   58 feet 57 feet, 


somewhere in that area.  That's what I get from 


this. 


                RADM SULLIVAN:   And at this depth 


here this is 63, so he's at 60 feet here, again at 


that level.  So that's a little bit longer, back to 


about time 22.  So it's probably 20 seconds of good 


observation time.


      So 20 seconds at that height, say you were 


searching in high power or -- you do it twice, low 


power and high power -- it's subjective, but what 


kind of section could you cover?


                THE WITNESS:   You couldn't cover the 


whole 360 azimuth in high power at that range. 


                RADM SULLIVAN:   What about a ten 

Page                                                               87

degree?


            THE WITNESS:   It depends how fast 


he's looking.  And I have some demonstration -- or I 


had an agent of ours that works on training aids put 


together some visual aids to show you the effect of 


being at deep depth versus shallow depth, and see how 


fast you could turn and see things, if you would like 


to see that I would portray that for you.


            VADM NATHMAN:   I would like to see 


it. 


                CAPT MACDONALD:   Commander 


Harrison, could you cue up the videos please?


                VADM NATHMAN:   Could we finish the 


discussion on the slides?


                THE WITNESS:   Before we do that, I 


would like to go over the last slide on this and then 


we can just -- we'll come back to that in just a 


moment. 


      This is a similar depiction or similar 


generation of plots based on the reconstructed data.  


      And this is the range from Ehime Maru to 


Greenville over time, the bearing over time, and the 


aspect of the ship.  


      And as you mentioned, Admiral Nathman, this 


shows again decreasing range steady bearing just 

Page                                                               88

depicted on these two plots.  That's not what I want 


you to focus on.  It's this one down here. 


  This is the aspect of Ehime Maru versus 


Greenville. 


  The time they are at periscope depth was right 


in this time frame.  You can see the aspect is about 


-- it's difficult to see here -- this is fifteen 


degree increments here -- it's about starboard 30.


            VADM NATHMAN:   Or maybe less.


                THE WITNESS:   Maybe less.  But 


starboard 30 decreasing, starboard 30, if you use 


just trigonometry, shows you half of the length of 


the ship.  If you look at it, it's not like this it's 


like this.  Starboard 30, if it's a 150-foot-long 


ship, 170-foot-long ship, you are seeing 85 feet of 


it.  So it's not a bow on picture, there is 


significant hull length that would be visible through 


the periscope, if you got a good look at it.


                RADM SULLIVAN:   In your experience, 


if a submarine officer looks at a contact that has a 


30 degree aspect, what do they tend to call their 


angle of balance?


                THE WITNESS:   They normally call it 


greater than that. 


                RADM SULLIVAN:   Because -- why?

Page                                                               89

            THE WITNESS:   Because it looks 


longer.  It looks like you are looking at more of the 


ship than you are, and there is a natural -- it's a 


natural thing that most junior personnel people 


looking out the scope typically call it.  


  In fact, there is sort of a thumbrule -- what 


it looks like in my gut, I divide by two, and that's 


probably what it really is.                    


  And until you really look at how to look at the 


ship and make the assessment, what is the angle, the 


natural tendency is you feel you are looking at more 


of the ship than you are.


                VADM NATHMAN:   But that is like 


reverse engineering, so you can assume you saw just 


like you described, but I am not giving you 30 


degrees here, I am saying maybe it's 20 -- so that is 


going -- show me where you are in this periscope 


search -- 


                THE WITNESS:   --  Let's just go back 


one slide here.  From time 38.


                VADM NATHMAN:   Okay


                THE WITNESS:   To time 40, or 39 -- 


40. 


                VADM NATHMAN:   Let's look at the 


other graph.

Page                                                               90

            THE WITNESS:   3940 -- 3840 to 3940, 


right in here.


            VADM NATHMAN:   Okay, all right.


            THE WITNESS:   And this is the part 


where the aspect narrows, because the ship is 


turning, increasing speed, and pulling out in front 


of the boat.


            VADM NATHMAN:   Are you satisfied 


then on the green line, since it's not expanded at 


all, that that's about 30 degrees?


                THE WITNESS:   Yes, sir.


                VADM NATHMAN:   I was looking closer 


down, but I understand that's on the dive.


                THE WITNESS:   We started to drive 


out in front of the boat of the Ehime Maru, so 30 I 


think is good.


                VADM NATHMAN:   It's reasonable. 


                THE WITNESS:   Yes, sir. 


      Okay, I think we are ready to show the AVI.


                VADM NATHMAN:   Are you going to 


introduce this, captain?  


                THE WITNESS:   Yes, sir.  I'll 


explain it to you. 


      What we're seeing here is a -- I am -- I am not 


-- I am trying to show in this, not necessarily an 

Page                                                               91

actual depiction of the sea state on February 9th.    


  What we asked this team of people who put 


together training aids and training videos for us, 


they had a variety of sea states and we picked -- 


they have a model that generates sea conditions. 


  And we picked one, and tried to replicate one 


that was similar to what we saw on the news media 


that covered the accident.  


  We also asked them to put a periscope at one to 


two feet above that sea state, and show what it would 


look like and this as random generated sea.  There is 


a random generator that generates the sea heights. 


      And we placed a contact at between about a mile 


mile and-a-half away -- 2000-some-odd -- 24 hundred 


yards I think away from the periscope, and he's in 


there.  He's in there in every case.  He's in the 


generation.  


      But if the sea is in the way, you just don't 


get to see him.  He's not there.  But there will be a 


little arrow that comes by and shows you where the 


contact is in the model that we built. 


      And the lower part of the screen you will show 


the bearing -- the bearing that the periscope was 


looking at, and to get you ready to look for the 


contact, the contact bears about zero two zero on 

Page                                                               92

this scale for that day. 


  The ship that is depicted in there, the 


contact, is as best we could do within the model 


parameters, roughly the size and coloration of the 


Ehime Maru.  So you get -- the size of the contact is 


about right, and it's the right coloration.  


  There is also haze depicted, that we tried to 


-- to make it look as much like the hazy day we saw 


from the video taken by USS Asheville on that same 


day, what did the sea look like around that day. 


      So it's a sort of a trying to replicate the 


conditions that give you an idea of the effect of 


search rate with the scope, and the sea condition 


where you are relative to the sea.  


      The first sequence takes you at a depth of 


about one to two feet above the seas, and the last 


sequence puts you at a depth of about 10 to 12 feet 


above the seas.  And you will see the difference 


between the two. 


                VADM NATHMAN:   Captain, I think 


before you do that, I also want to make sure I 


understand that this is -- there is nothing absolute 


about this. 


                THE WITNESS:   No, sir.


                VADM NATHMAN:   And at best, this 

Page                                                               93

will give you a way of getting a sense what 


relatively we should understand in terms of these 


heights, and the way things are -- because everything 


is relative.  It doesn't replicate the sea conditions 


doesn't have anything to do -- you could be on 


bearing zero two zero and have a different sea state, 


so this is a way of finding out what we can diverge 


from, what are some things we can understand.


            THE WITNESS:   It's specifically to 


designed to give you an idea of how a relatively 


small contact is affected by the sea conditions, and 


the way the scope is operated.  


      So we'll roll Video 1.


                VADM NATHMAN:   Will you narrate?


                THE WITNESS:   Yes, I will. 


                A SPEAKER:  This is all part of the 


exhibit we marked yesterday, Exhibit 39.


                   (Video shown.)


                THE WITNESS:   This is a rapid, three 


sweeps, periscope depth.  The arrow right you just 


saw -- there is where the contact is located, the 


bearing is on the lower right-hand corner there.  


      The scope is one to two feet above the sea 


conditions, see there is no scope wash.  But just the 


mounds of the ocean block the view of the contact. 

Page                                                               94

  This is now -- a high power look down the same 


bearings at about a 30-second rotation rate, a little 


too fast really for a high power search. 


  As a submariner, I will tell you this is a very 


good picture of operating close to the interface.  


It's a very good model.  The contact just went by, if 


you didn't see it there, he has a little white 


contact went by there.  


  We are going to do another search and you'll 


just see an arrow.  He was not visible. 


      Keep watching.  When we get up to north, get 


ready to look for this.  Same high power search.  


      He is in there.  But he was not visible.  


      Would you like to look that one again?  Did you 


see the contact on the first?  I was talking right 


there.  You want to run it again, sir?


                VADM NATHMAN:   Does counsel want to 


see it again?


                MR. GITTINS:   No, sir, good point, 


sir. 


                RADM SULLIVAN:   Could I ask just one 


question.  


      So if you had a contact and you are trying to 


search out, what that also tells me is why it's 


important to try to put it exactly on the bearing.

Page                                                               95

            THE WITNESS:   Right.  So you get a 


chance to see --


            RADM SULLIVAN:   --  You are not 


sweeping.


            THE WITNESS:   You wait for the time 


that the contact is bugged (phon.) and the swells are 


out of your way. 


  The next two videos, they are short, show 10 to 


12 foot of scope exposure on the same day, the same 


sea conditions, the same model, the same boat out 


there.


                VADM NATHMAN:   Now when you say 


"that exposure" help me with -- 


                THE WITNESS:   --  The depth of the 


ship, the keel depth is now, instead of being 60 feet 


or 58 feet, it's up near 50 feet.  Just before 


broaching, 52 to 51 feet.  So you have a good amount 


of periscope sticking out of the water. 


      Run Video 2. 


      This again is the high -- there is the contact 


just went by, this is the 8 seconds per sweep low 


power look.  There he is again. 


                VADM NATHMAN:   That could have been 


a big wave. 


                THE WITNESS:   What happened is if 

Page                                                               96

you saw that, you would continued your look.  


  What we train the officer of the decks to do is 


to look at that.  If it's very big, he would stop his 


sweep, study that contact for a second to see if 


there is imminent danger, collision imminent, in 


which case he would initiate emergency deep to try to 


avoid the collision.  


  If it's not an immediate problem, he would 


continue his low power sweep to look for any other 


close contacts.  But unlike this video, he would not 


just keep panning by.  He would stop and assimilatge 


the image of that contact, he would have to make a 


pretty snap decision.


                VADM NATHMAN:   But those are 


standards for the officer of the deck?


                THE WITNESS:   Yes, sir.


                VADM NATHMAN:   Or anyone who is at 


the periscope.


                RADM SULLIVAN:   The rule of thumb is 


-- you are telling me -- which is the process -- if 


it's taller than one division, it's time to leave 


periscope depth, right?


                THE WITNESS:   That's correct.  And 


that's based on a hundred foot masthead height ship.  


      So if you saw one that is clearly a smaller 

Page                                                               97

ship than that, it's real close, and one is not 


conservative.  You would want to leave even if it's 


half.  If it's half as big a ship, you just scale it 


down by the appropriate number. 


  Can you run Video 3 now?


            VADM NATHMAN:   What is this we are 


going to see again?


            THE WITNESS:   This is a high power 


look at the same height.  


      This is how -- this is the speed -- this is the 


recommended standard speed for looking in high power 


doing a careful search, a 360-degree search at high 


power. 


      Now could you go -- this is -- this takes three 


minutes to do this entire 360 degree search and that 


is sort of the standard.  


      Now could you go a little faster maybe -- maybe 


you could go a little slower on some days -- maybe -- 


but this is a good benchmark speed to do a detailed 


speed in high power, 360 degrees around, that's how 


fast, that's a good speed.


                VADM NATHMAN:   Let me ask you some 


questions about the periscope itself.  


      Are these similar to binoculars in the sense 


that if you have to wear corrective lenses, do you 

Page                                                               98

not have to wear lenses when you look out of the 


periscope? 


            THE WITNESS:   You have a diopter 


setting.  If your eyes are not that bad, you can 


adjust it for your vision, and if you have very poor 


vision, we issue glasses to people that you can 


actually look up there and see -- use them through 


the window. 


            RADM SULLIVAN:   But the scope is 


normally left on the CO's diopter setting? 


                THE WITNESS:   It's not the 


commanding officer's, actually.  He should know where 


the diopter setting is for his particular vision. 


                A SPEAKER:   Is this fifty feet, 


sir?


                THE WITNESS:   I can't say it's fifty 


feet, per se.  The modeler was asked to put 10 foot 


of scope exposure, 10 foot above the seas.  


      This scan is not -- I can't depict the actual 


ocean.  It's just a rendition to show the effects of 


distance above the sea.  It's the same model running 


in the background as we saw on the previous -- on the 


previous depiction. 


      Again, that is a very obvious presentation of 


the ship.  You would stop and look at that, that's 

Page                                                               99

the same model, and the same location as it was on 


all three videos. 


  And that's really the -- I think it just runs 


out here.  Really the end.


            CAPT MACDONALD:   Sir, I have no 


further questions on the reconstruction portion of 


the direct.


            VADM NATHMAN:   I just have a few. 


EXAMINATION BY VADM NATHMAN     CAPTAIN KYLE


Q     Captain, I want to ask you a couple of 


questions that go to your experience and not 


necessarily some of the reconstruction here, I am 


going to ask you that because of your obvious 


position on the staff, in terms of being responsible 


for training.  


      So I think you have an appreciation for 


standards in the force, because I think you deal with 


a lot of that; is that correct? 


A     That's right, sir. 


Q     All right.  When the ship loses its Analog 


Visual Sight Display -- AVSDU -- what do they kind -- 


that is an important instrument.  I think we know 


it's an important instrument, because you can see 


sonar data on it, and it's kind of a sensitizer in a 


little bit, I think, it's part of helping the watch 

Page                                                               100

team, but particularly the OOD or anyone that has the 


CON understand what the sight picture is from the 


ship; is that correct?


A     Yes, I consider it -- on my ship, I consider it 


a vital piece of equipment, very important.


Q     Well then, if you don't have it -- talk to me 


about how you compensate for the loss of that.  


  Well, first of all, what do you think is the 


standard in the force for compensation? 


      Are there any rules on that, or if not, what's 


the expected compensation? 


A     The normal situation, if the AVSDU video 


display unit went down -- and I'll tell you that for 


me, the primary cause of losing these is the failure 


of the deflection amp in the CRT up there, and it has 


a fairly -- I don't want to say it's a 


high-failure-rate item -- but that's the normal weak 


spot in that whole chain, is the failure of the 


deflection amp.  


      And if there was a significant -- if you are 


going to operate for a while, continue to be at sea 


for a while -- if we were on a cruise someplace --


      When I was -- I don't know if this is the case 


today, but when I was a CO, we carried a couple of -- 


I would have the sonar men repairing the deflection 

Page                                                               101

amp.  And if we didn't have any spare deflection 


amps, we would cannibalize the deflection amp out of 


one of the sonar repeaters, one of the ones in sonar, 


and bring it out and put it in that location.


            VADM NATHMAN:   So, it's the same 


WRA, you have the SRA card, you get a card for it out 


of the same WRA, is that correct?


            THE WITNESS:   I am not sure what WRA 


is. 


Q     Basically you have interchangeable cards?


A     That's right.  So we would -- it's an important 


a piece of equipment.  If it happened on my ship, and 


we lost it, as Number 1 priority, I would get that 


fixed.  That is a primary issue. 


      In a case -- in the case in question, I happen 


to know -- I haven't talked to the ship's navigator 


who discovered that the equipment had failed on the 


morning of the underway, you know, shortly before 


they were getting ready to leave. 


      And you had a -- you are going out just for the 


day for a few hours and coming back -- certainly 


through your mind are, what are the chances of 


getting this thing changed and back together before 


we leave?  Could we get this fixed before we went?    


      Do we have the parts, the expertise -- that 

Page                                                               102

would be the first option, to try to repair it. 


  You are in port.  You can go to the Supply 


Center and get parts, you know, there is more parts 


available to do repeaters if you are sitting 


alongside.  


  If he made a decision to continue, say, well, 


we'll just have to compensate for this, then what I'd 


have to go through my mind is how are we going to do 


this?  What's the right answer? 


      And in an ideal situation, you would have -- 


the department head that owns that piece of equipment 


in this case, the weapon's officer, would be told to 


propose a compensating procedure to operate without 


this equipment operational and write a temporary 


standing order that says, here is how we are going to 


mitigate the loss of this equipment.


Q     Now a temporary standing order could be 


something written into the logs or something passed 


down OOD to OOD? 


A     When equipment is down like that, you write it 


out formally with a piece of paper signed by the 


captain, proposed by department head, you know, 


approved by the captain as an alternate -- as a means 


of mitigation for equipment casualty. 


      In the meantime, before this piece of paper was 

Page                                                               103

written, you would probably establish some verbal 


pass-down, here is what I want you to do until we get 


this written.  This is how we are going to mitigate 


this problem. 


  And that's -- that's my --


Q     Well, what would be your expectations in the 


standing order?  


  Do you have any expectations? 


A     Well, there are several possibilities.  


      You could say, the OD will check his contacts 


by going into sonar and looking at the sonar 


repeaters.  


      You could say, we will station a plotter at the 


contact evaluation plot to plot the data more 


frequently, and in a more frequent rate, so it more 


closely replicates what is coming off the sonar 


display, rather than plotting every-other-minute 


data.  You can compensate by careful analysis of the 


time bearing display on the fire control screen.  


That gives you the same data that is coming out of 


sonar.  That is available in the control room. 


      All those are possibilities. 


      Whenever -- personally, I would say, go into 


sonar is what I would feel more comfortable with 


because it gives you the right -- you are looking at 

Page                                                               104

the screen you are used looking at.  I also happen to 


personally like the CEP plot.  I probably would 


personally rely on the CEP, and probably station a 


plotter to take care of that.


Q     I am going to get to that CEP, but if the OOD's 


compensation then is to go more frequently into 


sonar, would the sonar watch also know?


A     Yes.  This would be told to everybody in the 


party. 


Q     So the watch team has an overall assessment, 


you would expect.  Okay, so you had an OOD up there 


that you would expect to react to that, right?  


      He's got the CON, so he should react to it, but 


are there other watchstanders that should react to 


the fact that there is no AVSDU up there.  


      Does anybody else use it?


A     No, no one else uses it.  That's why we go 


through the formality of writing a piece of paper, 


because it's kept right in the commanding officer's 


Night Order Book, this temporary standing order is in 


effect.  He would refer to it in his Night Order 


Book, Temporary Standing Order Number 5, refer to 


that for compensation of the AVSDU.  


      And the Night Orders are routed to everybody 


on, right -- the maneuvering area, the chief of the 

Page                                                               105

watch, the diving officer.  For this particular 


equipment, the folks that are affected by this 


equipment are the sonar team, the fire control team, 


and the officer of the deck.  And they would have to 


get the word right at the beginning.


Q     You implied I think in your earlier testimony 


you talked about the officer of the deck checking 


frequently by either looking over his shoulder or 


looking at the display in the fire control watch. 


      Now, does the loss of the AVSDU -- does that 


affect what he would do -- would he check more 


frequently? 


A     Yes, sir.


Q     Make me understand it better. 


A     Without being able to do your own analysis -- I 


mean -- I can't tell you exactly -- I can only tell 


you that that -- in preparation to go to periscope 


depth my experience, even to this day as I position 


myself in front of the AVSDU at some position where I 


can look up to see what is going on.  


      If I am riding a boat today, I try to get there 


and observe the AVSDU, and I immediately fall into my 


own mental analysis of the contacts and what they are 


doing.  It's just part of the regimen.  


      And if that was not available, I would have to 

Page                                                               106

find some other place to stand to get the same sort 


of data so I could do this assessment myself.  


  And that would be -- if I was riding the ship I 


would try to go to the CEP, or I might go into 


sonar.  If CEP is not maintained adequately, it 


doesn't have enough data there, I would have to go to 


sonar and dig in, and get that information, or I 


might go behind the fire control screen.  


  I try to stay away from the fire control screen 


until the last minute.  I would rather make my own 


assessment mentally than go to the fire control 


screen to see if it jives with what I've come on an 


independent analysis, from what the fire control 


operators coming with.


Q     One place I am really interested, I am going to 


a couple other displays, but I will come back and 


talk to you about the mobility of the OD under 


certain positions, particularly when he was coming 


out of periscope depth.  


      Comment on the value, or again, in terms of 


understanding the information as a officer who has 


the CON and the deck -- of the value of the CEP,  


without the loss of the AVSDU. 


A     Personally, I really like the CEP.  I really 


believe in it.  I think it's an excellent plot 

Page                                                               107

because it gives you in a very expanded time frame of 


what has happened with the contacts in relation to 


maneuvers of our own ship.  


  That big black line -- and you see the contacts 


where the black line crosses the contacts -- it means 


I've taken a good leg on sight of the contacts, if it 


hasn't crossed it, I can say, I haven't evaluated the 


contact.  Is it a guy that just looks kind of zero 


right now, but he really has a slight right movement 


or a slight left -- that's probably a distant contact 


I've done some good maneuvers.  


      Just in a few minutes of study of the CEP plot, 


you get a pretty good picture of the situation around 


the boat.  You have to study it, you have to look at 


it, but it's an acquired skill.  


      I mean it's not -- I know a lot of officers 


that have a hard time putting a horizontal -- a 


situational -- converting a vertical plot to a 


horizontal picture.  Some people are more adept at 


doing that than others and making that 


correspondence.  A lot of people when they look at a 


horizontal display of contacts have to take a 


maneuvering board and just put tick marks to see 


where they all are, and they can look at it, and they 


can make their own conclusions.  

Page                                                               108

  That is a very common practice for a junior 


OOD, a guy who has just been qualified for a short 


period of time, to mark these contacts on the 


maneuvering board, see where they are, and then make 


their determination. 


Q     So there is an interim value to this. 


  One of my understandings, on the AVSDU, a lot 


of displays, the time history is shorter because of 


the displays.  But on the CEP, it's a significant 


time history.  So you are building what I would -- in 


my standpoint, a significant situational awareness, 


and your ability to integrate that -- you will build 


more situational an awareness with the CEP?


A     Yes.  And the CEP was basically drawn pretty 


much to the standards of the manual, and you can see 


on that one display we looked at a hour and-a-half of 


data.  The maximum data I have on a little screen 


this big is 37 minutes on the AVSDU.  


      On the time bearing mode, you could scroll a 


little bit more data back, but now you have to get 


real close to the screen, and sweep in, and it's 


harder for me to kind of understand what's there 


because owns ship's course is not as clearly 


presented on the time bearing display.  


      So the CEP, once you've accustomed yourself to 

Page                                                               109

interpreting it, is a very available plot. 


Q     If the CEP is poorly maintained -- 


  (Proceed to Session 4      end 10:55 a.m.)

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