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Unofficial transcript: Day 4, Session 7

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       Session 7  March 8, 2001     3:45 p.m.

        DIRECT EXAMINATION BY CAPT MACDONALD:

Q     Why is that, sir?

A     Because it records -- it archives on a hard 

drive within the sonar system, one-second data from 

basically all the ship's parameters -- course, speed, 

pitch, roll, several other parameters that are 

relevant to the Greenville's track -- in this case, 

the submarine's track, as well as a good deal of 

tactical data that is processed on the ship -- 

specifically, any contact that is being tracked by 

the sonar system is logged there, and fire control 

solutions are logged there, and at fifteen second 

intervals.  

      As far as reconstruction effort, that data has 

heretofore never been available.  

      We've had to go with a lot more 

less-often-recorded data, and not as -- not a copious 

amount.  So we were able to download this information 

off this hard drive, and it really aided in the 

reconstruction of USS Greenville's track, and the 

contacts that the Greenville was tracking on the day 

of February 9th. 

Q     Captain, did you bring a series of slides with 

you to describe the reconstruction effort? 
                                                                   205

A     Yes, I did.  I believe I loaded it on. 

Q     Cmdr Harrison, could I have you start up our 

Power Point machine, please, and could I have this 

series of slides marked as court exhibit next in 

order, please? 

                THE WITNESS:   Yes, sir.  This will 

be marked as Exhibit 40. 

                (Exhibit 40 marked.)

                CAPT MACDONALD:   And that's all 16 

slides as Exhibit 40? 

                THE WITNESS:   Yes, sir. 

Q     And copies of Exhibit 40 have been provided to 

the parties and counsel.  If you could wait just a 

minute until the machine wamrs up. 

      Commander Harrison

                VADM NATHMAN:   Could you bring that 

further out?  See the "overview of incident" I don't 

think we need that.  Let's give more magnification, 

so can you go out out out to stay focused?  Well, 

don't know if that is helpful or not. 

                THE WITNESS:   You can probably lower 

the projector, the front leg on the projector. 

                VADM NATHMAN:   Can you see it, 

Captain, okay?

                THE WITNESS:   Yes I can, sir. 
                                                                   206

Q     Captain Kyle, could you please describe for the 

court what we're seeing in the first slide? 

A     Yes, I can.  This is our best overall depiction 

of the tracks of the Ehime Maru, and the Greenville 

on the day of February 9th and they are based on a 

couple of things -- I'll tell you how this is 

basically generated.  

      This purple line or pink line coming down, as 

it indicates, is the Ehime Maru. 

      That track was generated based on the 

statements of the master of the Ehime Maru, and the 

times that he said he left port, and the times that 

he passed Buoy Hotel, and Honolulu Harbor, the speeds 

and courses that he set.  

      He said he set his auto helm to course 166, 

that he left at about 12:00 o'clock, he had trouble 

stowing his anchor, the speed was lower at the 

beginning, and so we took that into account and we 

drew that track.  

      It was verified by some NTSB data that came 

back -- the fact that the air traffic control radar 

at Honolulu Airport and an Air Force radar, a similar 

type of radar actually had track of a vessel coming 

south-bound out of Honolulu that seemed to mesh with 

what the master had said.  It was on course 166, 
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looked like speed about 11.  We verified that was on 

166.  So this track we feel is fairly accurate. 

      It was anchored right here at the collision 

point, based on the Greenville's reported position of 

the collision. 

Q     So for this reconstruction, you used 

Greenville's reported position as your anchor for 

both the Ehime Maru and the Greenville? 

A     Yes.  That is that point right there.  To the 

degree that the position logged by the Greenville was 

accurate, that point is accurate geographically.  

      I must point out that even if this is not 

exactly the right position geographically, the 

relative tracks between Ehime Maru and the Greenville 

remain anchored to this point wherever it may be and 

I think the relevant tracks are absolutely very 

tight.  It may be off a few hundred yards, based on 

the position reported by the Greenville. 

Q     Could you briefly describe how the Greenville's 

track was reconstructed?

A     The Greenville's track on this particular 

effort was taken -- again anchored at the collision 

point using the sonar logger data the one-second data 

which as I said a moment ago includes course speed 

and depth.  
                                                                   208

      Basically, that was back -- back dead recon, 

using that data.  At one-second intervals, it becomes 

very precise in here, as we go back and we basically 

and notated this track, although you can't read these 

very well -- annotated it with key information from 

other logs that were maintained by the Greenville or 

data that was in the -- in the sonar logger itself. 

      And so, this was backed out based on the sonar 

logger data.  It is not tied to any other geographic 

points.  Basically, the only tied point on the 

Greenville was right there. 

Q     Captain, you've had a long opportunity to take 

a look at this reconstruction.  How comfortable are 

you with the fidelity of the reconstruction effort? 

A     I am very very comfortable.  

      I think this is one of the best products we've 

developed, solely because we're using this high 

intensity data from the sonar logger at every 

one-second.  We've never had the privilege of having 

that kind of recorded data before. 

Q     Could we have the next slide, please? 

      Captain, could you describe what this track 

reconstruction is? 

A     Yes, I can.  This is -- this visual aid assist 

was designed to present the difference between my two 
                                                                   209

organization's independent efforts.  This dark blue 

line right here represents the track from the 

previous slide. 

      The green track is the reconstruction effort 

from my -- ah -- at sea training team's efforts. 

      And as is this red line to the west, slightly 

to the west of this purple line. 

      The N 70, reconstruction is a little bit west 

in all regards and the reason that is is they not 

only anchored, the two tracks at this location -- 

they also anchored the USS Greenville's track to 

their last logged inertial navigation position rather 

than just back -- they had two points anchored and 

they did a best fit analysis between those two anchor 

points. 

      But I know the ESGN on the Greenville -- 

although I don't know the exact performance on that 

day or that minute -- can typically be off from a 

five hundred yards to a thousand yards, commonly, so 

I would not -- I think for all practical purposes, 

these points are roughly the same based on the 

accuracy of the inertial navigation.  

      The key thing is though the area right before 

the collision this point for the last five to ten 

minutes, are almost on top of each other -- they are 
                                                                   210

very very tight in this area. 

      So if I were to tell you where the most 

accurate -- where they are in agreement, they are all 

in agreement around this location here around the 

collision point. 

Q     Could we have the next slide, please? 

      Captain, would you please describe this third 

reconstruction? 

A     This is a product we just received this week 

from the NTSB, we had at their request we had sent 

them a copy of the raw data from the sonar logger.    

      Basically, it comes off the -- the hard drive, 

and the sonar logger is converted to a digital tape.  

We sent the digital tape data to the NTSB 

headquarters in Washington to their Data Analysis 

Group which does similar effort with flight data 

recorders and so forth on commercial or aviation 

accidents. 

      And their technical team did a similar process 

of reconstructing the track, and as you can see here, 

this is old data, but from coming northbound here, 

the two tracks are absolutely on top of each other, 

and on their display, this is actually their 

presentation that they sent us -- these green track 

or circles right here represent the air traffic 
                                                                   211

control radar information that they received from the 

FAA. 

      So again, you see a very tight agreement, and 

the NTSB did this completely independently in 

Washington from our effort here. 

Q     So essentially what we're seeing is the NTSB 

track overlaid on top of --

A     -- yes. 

Q     --  Two tracks?

A     There are two tracks over here, you see a dark 

blue and a light blue track, but they are actually on 

top of each other -- absolutely on top of each 

other. 

      This red track is the track from the 

reconstruction you saw on the first slide.  

      The only track they provided for the Ehime Maru 

was the green FAA information. 

Q     Could we have the next slide, please?  

      Captain could you describe this 

reconstruction? 

A     This product was received just yesterday. 

      This reconstruction was done by the Real World 

Analysis Division of a Commander Submarine 

Development Squadron 12, which is home-ported in 

Groton, Connecticut.  
                                                                   212

      They have a cell similar to hours, a Data 

Reconstruction Group at that location.  They do all 

the Atlantic tactical development reconstruction 

products, but they again had absolutely no knowledge 

of our product before we sent them the data.  

      We sent them the raw sonar logger data and 

said, we asked them to do two things, reconstruct the 

two tracks, and then speculate or come to any 

conclusions as to any of the sonar contacts that were 

included in that sonar logger data that may have 

correlated to the Ehime Maru. 

      They came back with this answer.  Our 

reconstruction again is in blue, theirs is a little 

bit to the west, because they did much the same as my 

other team did -- they anchored -- we didn't tell 

them how to do the reconstruction, they chose to 

anchor the position here that correlated to the 

ship's last log inertial navigation position.  

      So again, it shows sort of a western set in 

comparison to our reconstruction effort, and they 

also picked a point, one of those ATC Air Traffic 

Control radar points, and decided to anchor the 

collision point at that location instead of the 

position logged by the Greenville. 

      So you can see that that anchor point is a 
                                                                   213

little bit to the left, but if you follow along, you 

can see that the -- in a relative sense -- there is 

no difference in the tracks, it's just a different 

anchor point for the collision. 

      So based on these four independent efforts, I 

am very confident that this depiction of the overall 

track of the two vessels is very accurately depicted 

at this point. 

Q     Could we have the next slide, please?  

      Captain, would you describe what the data on 

this slide is telling us? 

A     The data on the left side here is the -- this 

pink line -- this plot right here is a plot of the 

bearing from the Greenville to two different contacts 

or two different items, over time. 

      The pink line is the bearing to the 

reconstructed track of the Ehime Maru, as depicted on 

the first slide that I showed up here. 

      The little dots, the blue dots along the track 

are the log sonar bearings to contact Sierra 13, and 

was also logged on the sonar logger.  

      You can see that the fit through most of the 

track is very very close to the reconstructed track 

of the Ehime Maru. 

      It falls apart a little bit here, but it's 
                                                                   214

noted that the ship's speed -- Greenville's speed 

during that green banded area was greater than 20 

knots, and there is some significant maneuvers down 

in there -- high speed turns and so forth -- and I 

believe the reason these dots are over here and not 

on the pink line is that the tractor had tracked off 

during those high speed maneuvers and required to be 

set onto the target which is not uncommon for the 

sonar trackers, the high speed, the signal from the 

track ship kind of gets lower in relation to the 

noise around the boat, and the tracker has a tendency 

to drift off and I think that is just poor track 

data. 

      But that end here doesn't quite line up, but 

that's very very close range.  And so it's -- that's 

not -- that's a very tight reconstruction by 

comparison to most reconstruction efforts.  

      So what that does is reconfirms the 

reconstruction -- one added element of confidence 

that the reconstruction evidence depicted on slide 

one is very, very accurate, because we took those 

independent track generations and we checked it 

against the sonar bearings and it matched.  

      And by default or corollary here, I pretty much 

conclude that Sierra 13 was the Ehime Maru contract 
                                                                   215

track.  The Sierra 13 was the Ehime Maru. 

                RADM SULLIVAN:   There are two 

periods -- captain, I have a question.  

      There are two periods that are fairly long 

periods of contact prior to the high speed maneuvers 

and afterwards. 

                THE WITNESS:   Sir. 

                RADM SULLIVAN:   Can you tell me what 

the ranges of signal-to-noise ratio were during both 

these periods?

                THE WITNESS:   The signal-to-noise 

ratio during these periods were fairly low. 

      I don't -- I just don't remember them right 

now.  I can look it up I have that data available, 

and can follow-up with that information.  It's in the 

sonar logger.  It's one of the items logged in the 

sonar logger.  But it's fairly low -- and depending 

on Greenville's speed it's -- it's minus 5, minus 7 

minus 10.  But it's a lot of data and it varied a 

little bit.  

      Up at this point the S&R in this phase right 

here -- as the Greenville came out of this turn right 

here, it was reducing speed, and the S&R built 

because the speed of the Greenville was slowing 

down.  I should explain for everyone's benefit.  
                                                                   216

      S&R means signal-to-noise ratio, and that's 

really a comparison of how much signal a contact is 

putting out relative to the noise around the 

submarine sonar system.  

      At high speeds, the noise around the sonar 

system gets higher, because the boat is running 

through the water at higher speed.  The signal from 

the target remains the same, the contact.  

      So the S&R goes down effectively even though 

the strength of the signal from the -- the true 

strength of the signal remains the same.  

      And then the S&R built very strongly, up to 

plus-7, plus-13, and I think I even saw a plus-20 

there -- very much stronger.  That's the strongest 

track they had on the Ehime Maru, or Sierra 13.

                RADM SULLIVAN:   Thank you. 

Q     (By Capt. MacDonald)  Captain, again, and it's 

your N 70 or N 72 group that prepared this?

A     Well, both -- both teams prepared these 

plots -- plots very similar to this.  

      This particular plot right here is one produced 

by the N 72 group. 

      The right-hand side of this slide is a 

different plot.  It has time across the bottom.  

      And it has range along here.  And the pink line 
                                                                   217

again depicts the reconstructed range using Slide 1, 

between Ehime Maru or Sierra 13, actually, or Ehime 

Maru and -- and the Greenville. 

      The green dots here are -- reflect the fire 

control solution data logged in the sonar logger for 

Sierra 13, in terms of range.  It's only range only.  

      I should point out a couple things about that.  

      These look like on this depiction here as bar, 

they are very close together, and they look like a 

bar.  

      Secondly is an anomaly of the SAR logger, that 

it only logs ranges close to the nearest thousand 

yards.  That's why you see a streak up here, and then 

it shifts up to the next thousand yards as the range 

varies between, say -- well it looks like probably 

8,000 yards and 7,000 yards.  So it makes a step 

change as the contact moves from range to range. 

      It shows up that out in this early time that 

the fire control solution was not particularly 

accurate in terms of range, but at this point there 

is pretty good set.      

      And at this point right before the collision, 

the fire control range looks very good in comparison 

to what the actual range was. 

                RADM SULLIVAN:   Captain, is that 
                                                                   218

the system solution that is recorded, or is it one of 

the various sundry methods of doing TMA on the --

                THE WITNESS:   Sir, as I explained to 

the court when we were over at the training center, 

there are really three possible solutions that are 

portrayed in the fire control system.  

      One is the trial solution which is what the 

operator is looking at up on his screen there when 

he's working the solution. 

      The second is the mate solution -- sort of a 

place-holder solution, that he can come back to to 

revisit if he has to move away.  

      And one is the system solution, and that is the 

system of record solution for that target at that 

time. 

      These dots portrayed the system solution.  

      In other words, what was accepted, if somebody 

had set as the program or the system -- the solution 

of record for that particular target at the time. 

      And that is a physical action you have to do on 

the console, to promote that solution that he's 

looking at to the system solution, is a physical 

button push saying, basically, I believe this is the 

best answer right now, he pushes that button to make 

that happen.  
                                                                   219

      So someone on the ship had to believe that that 

was the range at that time, and so on and so forth. 

                RADM SULLIVAN:   I believe you 

mentioned that prior to about this time, where the 

range is -- the system range is 15000 yards and 

starts coming in, that prior to that time, it was not 

very good, and it was really good after that.  

      What do you base that on?

                THE WITNESS:   Based on the fact that 

I feel very confident that the pink line reflects 

what really happened between the two ships.  

      It is a depiction of the range between Ehime 

Maru and the Greenville, from basically 12:30 to the 

collision point. 

      I also, from this plot over here, believe that 

Sierra 13, because the bearings match so closely, I 

believe that Sierra 13 was Ehime Maru. 

      These are the ranges for the fire control 

solution of Sierra 13 over time.  Before this time, 

you can see that if in fact this is an accurate 

depiction of the range, that the fire control 

solution range does not accurately follow the 

reconstructed range. 

      So I would say that in this period of time, 

solution was fairly rough.  As I described over at 
                                                                   220

the training center, earlier in the week, by 

developing the solution is an intra-active process, 

you put up a possible answer, you let it generate for 

a while, you come back and revisit and reassess.  

      It is not that unusual in an early development 

of a solution to have errors, significant errors, 

until you recognize until you maneuver the ship and 

restrict the number -- limit the number of 

possibilities for that particular solution. 

      It's pretty clear in this area that that was a 

pretty good assessment, but the range did not draw 

down, so I would say that was a good range estimate 

at that point, but perhaps not such a good course or 

speed estimate.  Because the range didn't follow the 

track in. 

      But in this area, you can see that there was a 

set there, and a set here and down, it looks like a 

pretty good -- pretty good solution was set just 

prior to the collision point. 

                VADM NAHTMAN:   Captain, can you 

infer anything about the operator looking at that? 

      I mean, just from my standpoint here, and not 

having any experience with these kinds of systems, 

you've got a fairly steady sonar contact or a very 

predictable path from about 13:00 up to -- what -- 
                                                                   221

13:25, 1323 -- somewhere in there.  

      I mean, there is a very good correlation of 

sonar. 

                THE WITNESS:   Right. 

                VADM NATHMAN:   You've already 

mentioned that it's a low signal-to-noise ratio, and 

my understanding, listening to testimony, means that 

it could be a very distant target or it could be a 

small target -- a small ship, in terms of its ability 

to generate noise, and that's why it was a small 

signal. 

      So is there an indication here about the fire 

controlman's technique that it takes a while for him 

to figure out, or is he relying more on the system, 

and then suddenly he finally gets it right?  

      Because I notice at 13:00 -- around 13:25 -- he 

finally gets the system and the operator together to 

get the range right. 

      And then, we immediately get a -- what looks 

like a disconnect about where that target is going. 

      So -- and then down to the bottom. 

      So is there -- what do you see in there in 

terms of technique or skill? 

                THE WITNESS:   Yes, sir.  As I tried 

to point out in the demonstration at the training 
                                                                   222

center, the program that the fire control operator is 

using is -- is a computer-assist mode. 

      And the greater the change in bearing rate over 

time -- the change in bearing over time -- the more 

quickly the solution will converge to an answer. 

      And you can generate that bearing by the 

contact being close, and he's just going by you, or 

you can generate that bearing by maneuvering the 

submarine to generate bearing rate.  

      But once you start generating bearing rate, you 

can start getting answers. 

      If you will notice on this bearing plot -- 

                VADM NATHMAN:   --  There is no 

bearing, right?

                THE WITNESS:   There is no bearing, 

right.  So he's working with a low S&R contact, and 

coincidentally, whatever the ship was doing, it was 

not generating between the two ships much bearing 

rate. 

      So, I would not expect to see a very accurate 

solution with this kind of bearing change over time. 

      You could have many different possibilities.  

You could have answers up here, up here, that would 

probably look fairly good on display, it would look 

reasonable, it would fit but -- it's not very well 
                                                                   223

defined yet, it hasn't been narrowed into a unique 

answer. 

      What I think happens here if I can just -- this 

is more surmise -- but you can see this is a time -- 

it looks like about 13 -- this is 10, this is 20 -- 

so 1320, right up in here, we pick up a bearing rate 

and he comes to a answer. 

      And generally speaking, what he saw before here 

was the ships -- he's matching the bearing rate with 

a solution, and generally speaking, they are two 

possibilities, initially, that would match bearing 

rate -- one with a closing, and one with an opening 

close that matches the same amount of speed going 

perpendicular to the line of sight between the two 

vessels.  

      You match those, you match the bearing rate, 

and that's what he probably did. 

      But there could be an opening and a closing 

aspect.  And I'd say based on the fact that his range 

continued to generate here did not follow the track 

in, he selected an opening aspect. 

      Just on analysis, I happen to know what that 

solution was that he logged in there.  It was in fact 

an opening solution and that's again not 

unreasonable. 
                                                                   224

      The general technique is you assume a closing 

aspect for conservative sake, if you don't know one 

or the other, you would tend to pick a closing -- 

want to pick a closing one and evaluate that one 

first, if it doesn't work out right, then look at the 

flip course refer to his flip course which is the 

opening aspect.

                RADM SULLIVAN:   When you say you 

would "assume" are you talking about just the fire 

control total operator or the sonar or anyone else 

who may be involved in this problem -- who would -- 

when you say "they" would normal assume a closing -- 

                THE WITNESS:   Mentally normally 

trained to all of our parties is to start with a 

closing solution, because that could generate to a 

more tactically challenging position, start with that 

first, if that doesn't pan out, if you don't know 

which one it is, then evaluate the other.  

      In fact, there is a button on the fire control 

screen that just says, flip course, and it will 

portray the opposite course and lets you do a quick 

very easy analysis to look from closing to opening 

and see which one you like better, which ones tends 

to fit better.  It's designed in.  It's recognized as 

often being the case of two different possibilities. 
                                                                   225

      So I would say the whole party goes to work 

initially with a closing presumption, and then tries 

-- if that doesn't pan out, then you go look at the 

opening. 

                RADM SULLIVAN:   Just a couple quick 

questions. 

      This last dot -- can you explain what that 

means and what is -- is that an accurate range?

                THE WITNESS:   That is not an 

accurate range.  I know a little bit about that dot.  

It's back out at 9,000 yards. 

      It would indicate -- there is a couple of 

interesting things about the timing here.  

      For instance, this update to this close range 

position happened after the ship was ascending to 

periscope depth. 

      And this one was done -- this update was done 

after the collision.

                RADM SULLIVAN:   Which was updated? 

                THE WITNESS:   This one, the one that 

comes from this range, down to this range, that 

update happened when the ship was already making its 

ascent to periscope depth.  And this update was done 

after the collision was done. 

      And I've thought about that quite a bit -- how 
                                                                   226

could that happen, or why is that in that time 

frame. 

      And again, I don't know precisely, but I could 

be through a scenario which sort of explains all that 

a little bit.  

      As I mentioned, the system solution is a 

discrete action to hit a button on a screen that 

says, I buy what I am seeing on my screen, I want it 

to be the system solution, I think this is good. 

      And he pushes a button, and he makes it 

system.  That's after a period of time of evaluation 

and looking at the process, and watching the solution 

generate, and evaluating that bearing difference dot 

stack that I showed you over at the training center. 

      So actually, the good solution was probably 

portrayed on that screen before the ship began its 

ascent to periscope depth, because the fire control 

man was sitting there evaluating that solution 

probably while the ship was one hundred fifty feet 

making preparations to go up. 

      Once the ship ascended, began it's ascent, he 

got around to saying, I'll update system solution at 

103 feet going up, because I really believe this is a 

close fit.  That is a possible scenario.  

      I don't know -- that's purely speculative in my 
                                                                   227

view.

                RADM SULLIVAN:   I understand.

                THE WITNESS:   This dot, in 

discussions, interviews with some of the personnel, 

particularly the fire controlman during the NTSB 

interviews, he indicated that the ship got to 

periscope depth, back in this area, somewhere right 

before that time, the scope was -- he looked around 

for the contacts, no contacts at this range.  

      Two to three thousand yards were reported or 

seen by the scope operators, so the fire control man 

assumed that the contact could not be that close he 

needed to be farther out, otherwise you would have 

seen him because it's so close.  

      And he, in his mind, thought well, I have to 

make something work farther out.  This solution is 

not accurate.  It must be farther out. 

      Now the rest of the data for this particular 

dot shows a solution that is not possible.  It showed 

a 99 dot target which indicates to me that he 

couldn't make it work it didn't fit. 

      And that's typical of trying to make the range 

go up, but the rest of the parameters don't fit to 

make this dot stack stay vertical and zero.  

      So he's trying to make it work but it's not 
                                                                   228

working, the collision happens, he's distracted with 

the SAR efforts or further on duties, for some reason 

he updates the system on something that is farther 

out.  I can't explain exactly why, but that is a 

surmise.

                RADM SULLIVAN:   He might have had it 

in trial?

                THE WITNESS:   He might have had it 

in trial, trying to make it work, assigned some other 

job, and then ended system.  

      But the trial had to be up for a period of time 

before he promoted the system.

                RADM SULLIVAN:   One more question, 

please. 

      In your learned experience at sea, doing this 

job, how would this sonar supervisor describe the 

type of track he has on Sierra 13, both prior to the 

high speed operations, and then after the high speed 

operations?  

      In other words what type of report would he 

have made?  Again, this is your opinion, but what 

sort of -- if you call the track, what would he have 

made?

                THE WITNESS:   I mentioned earlier 

this is lower S&R, but that's good sonar contact.     
                                                                   229

The sonar operator would say, I am tracking a 

contact, bearing O10, medium S&R contact. 

      If he saw a contact with plus-15 to plus-20 

S&R, I would expect him to say that that would be a 

fairly -- indication of a close contact.  

      It's fairly loud.

                RADM SULLIVAN:   Would you expect to 

-- again, this is typical in your speculation -- to 

be able to classify that sort of contact, other than 

the fact it's a service contact?

                THE WITNESS:   Yes, he would probably 

classify it -- you could classify it even by nature 

of sound as to heavy ship, merchant, warship, light 

merchant.  I would not be surprised -- Ehime Maru to 

be classified on a light merchant, based on nature of 

sound, and there should be some classification data.  

      He should be able to get some classification 

data on that trying to indicate how many screws it 

had, what speed it was going, and make a more 

definite classification.

                RADM SULLIVAN:   Thank you.  

                VADM NATHMAN:   I have a question.    

      My understanding was from earlier testimony 

that if you had a low signal-to-noise ratio target, 

you could make a couple of assumptions without 
                                                                   230

knowing much about the target.  It could be a target 

that was along the system, or it could be a 

relatively small target close in. 

                THE WITNESS:   Yes, sir. 

                VADM NATHMAN:   I am saying -- the 

fire controlman seems to sense that it's close in.    

      His first, you know, trials or -- about where 

this target is -- he's sensing, well, I'll try close 

in.  So he's assuming that he's got a small type of 

target, or a quiet kind of target, I guess, that's 

close in.  And he goes there for a while until he 

decides, ah, I know what it is this is here.

                THE WITNESS:   You are referring 

from the first part to there?

                VADM NATHMAN:   Then he says, well, 

maybe it's going away.  But there doesn't seem to be 

much correlation and collaboration between sonar and 

fire control on signal-to-noise ratio.  

      So who is getting the information on the 

signal-to-noise ratio on Sierra 13?

                THE WITNESS:   It's presented on the 

fire control operator's screen that is part of the 

data that is transmitted from sonar in addition to 

bearing -- the signal-to-noise ratio is presented 

there, and it's available for his own personal 
                                                                   231

analysis.  It doesn't have to be conveyed by voice, 

or anyway, it's sent with the data coming from 

sonar. 

      But I wouldn't -- I wouldn't put too much 

conclusion on a low S&R -- lower S&R target.  

      S&R on these are not really low, I mean, they 

are sort of medium.  And that could be, as you say, 

due to a distant contact, it could be to acoustic 

shadowing, if you have sounds being bent to the 

bottom.  It could be due to a quiet contact -- one 

that is isolated.  

      So the normal practice for a fire control or 

what the guidance says to him is to select the 

predicted range of targets of that nature, based on 

the acoustic conditions, and start with that range -- 

just work that first, if you know nothing else about 

it. 

      Now, sonar in some cases can provide range 

information and get them in the ball park.  

      In this case, I don't think it was available, 

and then starting at 10,000 yards, it's probably a 

little too close, honestly, based on the sound 

conditions available that day -- I have data that 

shows that the sound conditions were great, and they 

could hear 30,000, 15, 30 to 40,000 yards, all the 
                                                                   232

way to land, basically, from where they were. 

      So I -- if -- I was inspecting this individual, 

I would say he's not following the guidelines, he 

should be starting out here someplace, probably where 

these dots are, a reasonable start.

                VADM NATHMAN:   But it goes to my 

next question.  

      Is anyone backing this individual up?  

      I mean, signal-to-noise ratio, it seems to me, 

is an important consideration right now, i.e., 

wouldn't someone look over his shoulder -- the 

officer of the deck -- is there some interest here?  

It all goes back to, you know, what I think maybe is 

this point about the CEP, you have a low 

signal-to-noise ratio to target that day, you've got 

someone trying to guess in trials -- is there any 

backup for the fire control technician on watch to 

say, I think you may be off here a little bit because 

my correlation says it ought to be here.  

      So that information goes to what -- the officer 

of the deck?  Help me with this one, so I 

understand. 

                THE WITNESS:   Yes, sir. 

      In a normal tracking situation, sonar -- 

although they have no processing tools there to 
                                                                   233

develop the solution, they will try to do mental 

estimation of what the range is, and they'll come up 

with their answer sort of -- it's sort of a 

competition.  

      The sonar man likes to try to come up with the 

answer independently, and derive it by doing mental 

analysis using mental power to come up with an 

answer.  And they will share that answer with the 

fire control man.  They will get on the phone and 

ask, what are you holding for solution on Sierra 13?  

      And if there is a great disagreement between 

the two parties, they will come to some resolution 

they will talk back and forth.  That's at the 

operator level. 

      Additionally, the office of the deck, who is a 

direct overseer of the fire control man on the watch 

has an opportunity to provide feedback.  

      He says, based on the conditions today, I think 

the range is farther, he's the fellow that would be 

back, you know -- the team concept between sonar, 

fire control, and the officer of the deck in 

processing the contact is how that feedback is 

supposed to occur. 

                RADM STONE:   Could I just follow-up 

on this.  Because for me, it's a very important point 
                                                                   234

in understanding the internals here in the control 

room on that team work together. 

      If in fact on any submarine the FTOW makes a 

mistake, and he breaks down on that job, there are 

mechanisms in how our nuclear submarines operate so 

that you don't have a single point failure if the 

FTOW doesn't do his job.

                THE WITNESS:   Correct.  

                RDML STONE:   And your answer to that 

question is, what happens if the FTOW doesn't do his 

job properly?  What are the mechanisms that are 

supposed to kick in to keep that from turning into a 

major incident?

                THE WITNESS:   We can go back a 

little bit, and say that early on a tracking phase 

like this, it's not uncommon to have inaccurate 

solutions.  

      We'll back up a little further. 

      As I said a minute ago, when you are focused on 

contact analysis, that is the focus -- the team work 

between the fire control and the sonar and the 

officer of the deck is behind them.  

      If the contact challenge is significant and we 

are tracking many contacts, or we are in a hightened 

condition of readiness, forward engaged, we might 
                                                                   235

have more parties out there that we -- maybe a second 

fire control operator, a couple more officers 

directly overseeing the development of these 

solutions.  

      In a day steaming situation, much as Greenville 

was involved in, the watch is reduced because while 

the Greenville is submerged at 400 to 600 feet, 

essentially, no threat to Greenville or to the other 

ships around there.  So it's looser track.  It's not 

-- that is not -- we're not focused on contact 

analysis during those maneuvers.  

      We're trying to keep an idea where everybody 

is, we still don't like to run under even a ship that 

is just steaming by -- I mean, that's just not a good 

practice, we try to avoid that. 

      But during the periods of time before going to 

periscope depth over here, is what you refer to is a 

sort of loose tracking going on of this contact.  

      The exact location of that contact is not of 

critical importance to the submarine at that point, 

so it's pretty much being done between sonar and fire 

control, but the moment the decision is made to go to 

the interface, we're going to go up to periscope 

depth, we're going to bring the submarine up near the 

surface, now contact management becomes centrally 
                                                                   236

important, and that's when it's obligatory that the 

officer of the deck becomes directly involved in the 

over site, and this three-way team concept kicks in 

-- between fire control, sonar, and the officer of 

the deck -- to manage the contacts and understand the 

contacts with much more resolution than when we're 

just steaming around at 400 or five hundred feet on a 

trip somewhere else. 

      Does that answer your question, sir?  

                RDML STONE:   Thank you.  That's 

helpful.

                RADM SULLIVAN:   You talked about the 

fire control system in sonar.  But where else in the 

control room is it displayed? 

                THE WITNESS:   It's normally -- 

normal conditions for general tracking, it would be 

displayed on the remote sonar repeater, which on this 

particular day was out of commission.  

      But that would be available on the officer of 

the deck.  It's a repeat of what is on sonar.

                RADM SULLIVAN:   You refer to that as 

the AVSDU?

                THE WITNESS:   The AVSDU.  It's also 

properly maintained contact evaluation plot.  The 

plotter is supposed to maintain a plot, so you can 
                                                                   237

see rising S&R information. 

      So it is on each of the fire control screens.  

It's on sonar display.  It's on the plotted data. 

                RADM SULLIVAN:   Is it on some other 

displays -- I don't know what they call it on 

Greenville -- but a display of contact that you are 

tracking -- displays that shows S&R bearings 

different contacts?

                THE WITNESS:   As I said, it's right 

on the fire control data that is coming in to that 

contacts page.  He can look right on the screen for 

that contact, get the bearing, the time, and the S&R 

of that particular target.

                RADM SULLIVAN:   Okay, thank you. 

                THE WITNESS:   You know it is 

displayed elsewhere, there is a stand-alone computer 

in there that takes sonar data for independent 

analysis, in which case was not on the day in 

question, was not employed, not being employed. 

                CAPT MACDONALD:   Mr. President, I 

recommend that given the lateness of the hour that we 

recess for the evening. 

                VADM NATHMAN:   Very well.  This 

court will be recessed in 0800 tomorrow morning. 

           (Court adjourned at 4:30 p.m.)


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