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Unofficial transcript: Day 2, Session 2

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 SECOND SESSION, MARCH 6, 2001             1:45 o'clock p.m.

BY CAPT. MACDONALD:

Q     As part of your investigation did you have an 

opportunity to examine appropriateness of the out area 

assigned to Greeneville on the 9th of February?  

A     I did.   

Q     I'd like to have this chart marked as Court Exhibit 17.  

      Admiral, do you recognize Exhibit 17?  

A     Yes, I do.  

Q     And Commander Harrison, if you would put it up on the 

ledge.   

      Sir, can you describe for the Court what this is?   

A     This is a chart, nautical chart of the Hawaiian island 

environment that shows several of the islands, including the 

island of Oahu on the upper left here.  And in the red border 

here you see an outline of a portion of the area assigned to 

the USS Greeneville for the 9th of February, surface to test 

depth submerged for her use in a manner that she would not 

have to worry about sharing those waters with other submerged 

submarines.  

Q     Why was she assigned such a large area?  

A     She was generally assigned this area because of 

convenience.  The -- certainly she did not need such a large 

area, but nor did any other submarine.  So it's a common 

practice to just give a general large blocks of area to 

submarines and not encumber them with having to worry about 

close boundaries, when no other submarines have any legitimate 

use for that water.  So it's somewhat administrative facility 

to do this.  

BY VADM. NATHMAN:

Q     Admiral Griffiths, how would other mariners, 

particularly the Captain of the Ehime-Maru know about the 

operation, or would it be a concern to him that there was a 

submarine operating area designated by SUBPAC?  

A     Admiral, we do not promulgate to the common body public 

national or international the operating locations of our 

submarines in general.   

      First of all, it's the bound and duty of the submarines 

as the burdened vessel to remain clear of the surface shipping 

and to operate safely; and secondly, we have in addition to 

the rest of the Navy a vested interest in having freedom of 

the seas and not being restricted to areas that would cause 

our military capabilities to be curtailed.   

      Basically the surface ships should not have to worry 

about our submarines, because we should always operate in a 

way that does not in any way endanger the safety of those 

surface ships, including their pendages such as fishing trolls 

and nets and anything they may put in the water for commercial 

use.   

      So, because we have this burden of remaining clear, and 

we have this need to be able to freely operate on the high 

seas, we have chosen not to come under a regime as a Navy 

policy where we promulgate our operating positions.  

Q     Do you know how long the operating area has been there  

described by that box?  

A     Well, that box is actually part of a much larger grid 

system that completely surrounds the Hawaiian islands.  It's 

just a subset of that grid system, and it would have been 

assigned for the very specific time the ship was underway, a 

day or less.  

Q     Let's look at the perimeter of that area that's to the 

north, that approaches the islands themselves.  Has that been 

there for some existence of time?  You described earlier 

typically you had no other conflicts with another submarine, 

typically the submarine would be given the leeway to use most 

of that operating area, so did typically were submarines given 

perimeters to the north and to the -- surrounding the northern 

part of that operating area?  

A     Let me see if I'm following you, Admiral.   

      This is a daily assignment, and this particular day and 

each day is different.  This water was not needed for any 

other submarine.  So this just happened to be a convenient way 

to set the grid up such that it ended very close to Oahu for 

the convenience of a short trip.  That particular day other 

submarines may well have had waters contiguous to this 

boundary and been operating in their own assigned submerged 

areas and each day is different as they rotate through their 

missions.  

Q     When you build that operating area, does it consider the 

density of surface traffic, or changes in the density of 

surface traffic?  In other words, over a period of years I 

assume it's been there for some time, and if you can tell me 

how long it's been there it would be great, but is there ever 

modifications made to this knowing that you will conduct some 

operations, including going to periscope depth so are there 

considerations made in assignment of the area or the shape of 

the area based on any traffic density studies?  

A     Admiral, I can't honestly answer that directly.  I can 

give you my best guess, because I tried to answer those 

questions myself in my investigation, but I ran out of time.   

      I can tell you that in general major shipping lanes are 

all north of the northern most portion of this boundary so 

that there are no major shipping lanes that would come through 

this boundary.   

      There are shipping that come through this boundary, not 

just Ehime-Maru but others, on a routine basis because of 

inter-island traffic, but the vast percentage of merchant 

shipping would be on a track north of the line I'm demarcing 

here.   

      For example, from here to about this direction would be 

Panama Canal, and then up through Alaska down here, and then 

over to say Japan here, so you have a general semi circle of 

the shipping that's going to stay north of this line I'm 

horizontally drawing here.

      I asked this question of the Coast Guard indirectly 

through Captain Kyle's office, and their response was as I 

just described, that the major shipping lanes are generally 

all north of the line I'm drawing here above the northern most 

portion of this boundary.   

      So, to some degree the Navy did assign this water to the 

Greeneville knowing that it was doing so conservatively with 

regard to merchant shipping.  

Q     In SUBPAC's operational hat, they assign this area to 

the submarines, is that correct?  

A     Yes, sir.  

Q     Do you know if SUBPAC has ever done a review in the last 

five years, 10 years, any review of the traffic density?  Have 

they asked for any studies?  Are they aware of any studies?  

A     Admiral, I'm not aware, the answer to the question.  I 

mean, and I think that's probably grounds for good further 

testimony.  

BY RDML. STONE: 

Q     Okay.   

      Admiral, in your investigation was there any indication 

that the USS Greeneville operated outside her assigned area?  

Q     On the 9th of February?  

A     I determined she never operated outside of her assigned 

area, she always stayed within her assigned area, including 

the buffers for position uncertainty with your means of fixing 

the ship's position.   

      So, the answer is she stayed well within the confines of 

her area throughout the time she was submerged.  

Q     Is there a, for a defense mapping agency when they go 

about making a chart, do they have an area here that's based 

on an input from submarine community or Navy on where to put 

sub operating boxes, and if so is that currently accurate on 

the charts that are promulgated today by defense mapping 

agency?  

A     To the extent that I could determine the entire area 

surrounding the Hawaiian islands have grids, and the submarine 

force uses all those grids intermittently as the needs of the 

force to transit and to operate come up.   

      The issue of the transit lanes is one that I'm not 

particularly aware of the answer.  It may be or it may not be 

that the assignments of submerged areas are done to 

exclusively avoid those transit areas.  I think that's 

something that further investigation is probably warranted 

for.   

Q     Additionally was the driving factor on why Greeneville 

was operating up in this port of the operating box driven by 

the time line for the distinguished visitor embark?  Is that 

in fact what drove them to that location?  

A     Yes, sir.  I would say time and distance, they wanted to 

make sure that they didn't go farther than they needed to go 

to get the mission accomplished because it would just add 

time.   

      And I might add, I asked the Coast Guard not only more 

merchant shipping but also for fishing activity and pleasure 

craft activity, and their answer is that if you -- if you 

probably can't see it on this chart, but approximately where I 

am circling it with my laser there are fishing buoys, FAD in 

various nomenclature buoys, they're called FAD and then 

additional numbers or letters around the island, and the small 

pleasure craft occasionally do go out and fish in the 

visibility of those buoys because they tend to attract 

fishing.  

      There was such a fishing buoy about where I'm putting my 

laser pointer now down in the lower portions of -- I should 

say in the more northern section of the area assigned to the 

Greeneville.  And I pursued with the National Transportation 

Safety Board investigation whether or not the master had any 

intention of bothering this buoy in his transit and he did 

not.  This was not a part of his plan.  His course of 166 on 

the Ehime-Maru had nothing to do with these buoys, but rather 

was aimed at coming well south in order to clear the land mass 

by several hundred miles to do international fishing.   

      But finally, I just want to add that the Coast Guard did 

not feel there was a reliable way to determine where pleasure 

craft would be in hence to avoid them, that they're very 

unpredictable so you may be just as well to be here as here to 

avoid them in the opinion of the Coast Guard.   

BY RDML STONE: 

Q     I'd like to follow up on the Papa hotel time.   

      It's my understanding that this area that Greeneville 

was assigned was for the entire day, is that correct?  

A     Yes, sir.  

Q     So the Papa hotel time which was the time to be near the 

entrance to the channel to return to Pearl Harbor at 1400, 

that's more of an administrative time than if the ship is late 

is not a significant event, it's a matter of just getting 'em 

back into the queue for port, that they could have stayed out 

as long as they wanted during that day and not been outside 

their assigned operating areas?  

A     I think that's a fair statement that they had the 

ability to change that time and make it later with very little 

cost.  That is very little cost with regard to the port 

facilities where you have to arrange a change in the support 

arrangements.   

      On the other hand, I'm sure on the Captain's mind was 

the desire not to overly inconvenience the guests who probably 

had plans based on the promulgated schedule for the rest of 

their time on -- that day on the island.  So that would be the 

other side of the equation you would be considering, but 

there's no question that the CO had the ability to prolong the 

period of time at sea before they came into buoy Papa hotel if 

he chose to make that change.  

BY CAPT. MACDONALD:

Q     Admiral, in your opinion is the current box that defines 

the op. area?  Is it in the right spot?  Is that op. area in 

the right position for submarine operations?  And if so, why.   

A     If I were assigning the Greeneville areas to operate in 

today to conduct this type of mission, this would be a very 

logical assigned area.   

      Now, there is land obviously protruding into this 

assigned area, there's also shoal water, relatively shoal 

water in this region up in here which the ship would not want 

to operate at deep submergence, but in general it's good 

water, clear shipping lanes and although you don't want to hit 

these few buoys that are in there otherwise unencumbered by 

obstructions and reasonable to operate them and not too far 

from home port.  

Q     Admiral, you know that the CINC has tasked the Court to 

answer the question is the op. area, is it in the appropriate 

spot.  In your opinion it's in the appropriate spot?  

A     In my opinion that did not play a role or a factor here.  

I think it was an appropriate operating area to assign to the 

Greeneville.   

Q     Thank you, sir.   

BY RDML STONE:

Q     The local operating areas for submarine, does the 

submarine Commanding Officer have a chance to have an input of 

where an area is if there's a chance he can move the area or 

the submarine operating authority move that area?   

A     Yes, sir.  The submarine operating area will listen to 

inputs from the ship and if he can accommodate the ship and 

the ship has a logical reason for a request he will try to 

accommodate 'em.  There will be occasions where he will 

accommodate 'em and occasions where he won't based on other 

constraints.  But the bottom line is they do have an input.  

Q     Thank you.   

              RDML STONE:  I'd like to ask to see Exhibit 17 

closer, if you could have it brought over.   

Q     There's a box on there that addresses the submarine test 

area, and I'd like to have -- could you address if that box 

is within the operating area that is the assigned Greeneville 

area.  You'll see it's on the chart.  If you could read what 

that box says?  

A     Submarine test and trial area.  

Q     And what does that -- its purpose on the chart?  What's 

that meant to tell mariners?  

A     I believe that's an (inaudible).  I believe that has 

served its purpose and we have not got around to removing that 

from the chart.  I think in general mariners pay no attention 

to that indication, and that it has no true role in the way we 

operate our submarines today or assign them operating areas.  

I think it was a -- as I understand it it was assigned back in 

the 1950s, when it was a practice to conduct certain types of 

trials there as a matter of routine for diesel submarines that 

did not have long legs and there was a reason, you know, to 

keep them restricted to their home port area.   

      And I say they don't have long legs, they didn't have a 

lot of endurance on the battery before they had to recharge 

their battery with diesel engines.  So, unlike nuclear 

submarines today, there was an important reason to give them a 

very restricted area to operate in.   

      And it may have also served in those days as a warning 

to merchant vessels because these diesel submarines would have 

to routinely raise their snorkel above the surface of the 

water and recharge their batteries while running diesel 

engines, and they were burdened but they were also very 

cumbersome and very unmaneuverable in that condition.   

      So there would have been more of a reason to have that 

area in the diesel boater, and less so today.   

Q     Thank you.   

      Admiral, have I no further questions.   

BY VADM. NATHMAN:  

Q     I'm going to take you back.  I want to go back and look 

at the mission for the boat again for Greeneville.  I'd like 

to look at some of the impact that the DV embark could have 

had, whether it was a watch standard issue or the escort 

issues.

      I'd like to go back and talk specifically about the 

senior rider on board, I believe that was the capacities on 

board as a chief of staff, specifically in compliance with its 

own memo in terms of when he rode a particular boat what he 

expected in terms of reports.   

      I'd like to spend a little bit of time on the training 

value of this particular underway for the Greeneville.  There 

was a lot of discussion yesterday, I heard we did the 

emergency deep -- for training we did emergency blow for 

training and I want to ask a couple of questions about that.  

      What did you think the mission was for Greeneville on 

the 9th of February?  

A     I think her primary mission was to demonstrate the 

prowls to the visitors.  

Q     So it was -- the primary mission not to put words in 

your mouth, was a DV embarkation?  

A     Yes, sir.  

Q     Okay.  And that was the only mission that she had that 

day, other than the subset of the fact that you get training, 

value when you get underway?  

A     That would be the only mission, other than you always 

have that subset present and you're gaining value from it, the 

training.  

Q     To your knowledge are there any rules or regulations or 

guidance to -- for DV embarkations when that is the only 

mission for the -- for a naval units, whether it be an 

aircraft or ship?   

A     I know that in general the practice is discouraged of 

getting underway only for that mission.  Higher authority has 

promulgated that in general these underways should be 

concurrent with other operational requirements where the ship 

would need to be underway anyway.   

      So, this is an exception to the rule that is provided by 

higher authority.   

Q     Maybe you can take me through, at one time the ship had 

been scheduled I believe to be underway through this 

particular period for operations.  You had mentioned that she 

had been a a maintenance availability or the past several 

months, last couple of months and that she had a scheduled  

underway time that had changed and then this DV embark had 

been added on the 9th of February, is that accurate?  

A     I think it's almost accurate.  The only change I would 

make is that I think the DV embark had been on for a while as 

well, but coincident with another underway up until the other 

underway went away.  

Q     So the DV embark had been schedule, but as part of an 

ending of an already scheduled underway period?  

A     Yes, sir.  

Q     And then that underway period went away, but the DV 

embark remained?  

A     Yes, sir.  

Q     Do you know why the DV embark remained?  Was it an 

oversight?  

A     I believe it was a conscious decision to not derail the 

significant efforts by these civilians from all over the 

country to come to the ship and ride.  

Q     Okay.   

A     At considerable cost and effort.  

Q     To your knowledge is there any guidance given to 

submarine captains about their DV embark?  In other words, 

this is what you're expected to demonstrate?  If it's got such 

high value, and we believe it has value, are the COs given 

some sort of guidance or template for demonstrations that 

would increase the value of that embarkation?  Or is that 

dependent upon the CO and the time that he's given to provide 

the best type of professional demonstration to the 

distinguished visitors?  

A     There is generally no specific guidance to the CO that 

direct the type of evolutions or suggests the type of 

evolutions that he should conduct.  This is left to his 

discretion.   

      And it of course is tailored to the amount of time 

that's available, and to some degree to the audience.   

      For example, if you were going to take a specific 

audience that had a warfare background, a joint group of 

Generals, for example, who had broad warfare experience across 

the military services, then the Captain may decide to try to 

demonstrate a warfare scenario as the focus and thread 

throughout the underway, the different types of literal 

contingency capabilities of the ship in warfare.   

      If there were civilians that didn't have that warfare 

background, he may want to just more closely show the general 

dynamics of the ship and its crew, and as in the case this 

time with the Greeneville.   

      But I think it's fair to say that we give broad latitude 

to our Commanding Officers to choose these evolutions because 

they have the requisite experience to do that well.  

Q     But the DV embark is a specific type of embark, it's 

different than embarking war fighters, it's different in 

inviting certain military visitors, it's different than a 

family day or attire crews, there's several types of embarks 

that are out there.  Go back specifically, was there any 

guidance or formulation or suggestions from the squadron, or 

from the commander to submarine COs about how they should 

tailor DV embarks?  

A     I think the answer to your question that I can most 

truthfully give is they reserved the right, they the senior 

flight officers reserved the right to provide that guidance on 

the occasion that the specific make up of the ship becomes 

particularly DV, if it's for example Delegates from Congress,   

primary members of the senate or the House, or senior DOD 

representatives from the OSD and so forth.  Then generally 

flight officers would get involved and give specific guidance.  

That's the way I run mine for Washington for example.  But 

absent that type of unique audience, just talking very well 

intended citizens, educators and the like, we would leave that 

to the discretion of the CO as the impression that I get here 

in Pearl Harbor.  

Q     Do you know if any of the crew, specifically the tour 

guides, were there any specific briefs given to the crew about 

what their DV embark would be like, what their duties were as 

an escort, what type of -- what were they expected to show the 

DVs?  Particularly if they saw the -- the crew saw a potential 

impact in terms of their duties on watch, were there any 

specifics mentioned to the crew in terms of a brief, you know, 

just prior to or during the embarkation to remind the crew of 

their responsibilities with the DVs on board?   

A     I cannot answer that question.  I did not have time to 

develop that information and that's a good question and I just 

don't know the answer.   

      However, I would like to say in my interviews I was able 

to determine the ship felt comfortable in this type of 

evolution because they had done it before and they considered 

it the same as they had done before, and that they knew what 

to expect.   

      So, to some degree experience had brought them to a 

level where they were comfortable doing what they were doing, 

but I can't answer the question with regard to the types of 

specific training they gave the crew before the evolution.  

Q     Well, again let's go back to the two months or so of a 

maintenance availability.  What was the last time Greeneville 

executed a DV embarkation?  

A     I don't know the answer to that.  

Q     Okay.   

      Did you feel the CO was -- since there was no set agenda 

for demonstrations, was the CO, did he feel free to modify?  

In other words, in a sense this is what I want to do, this is 

what we published, so that's the plan, did the CO feel free 

then that he could modify his plan?  Did he show evidence of 

any modifications to that plan or did he pretty much stick 

with the plan for demonstration, or for the embark on the 9th 

of February?  

A     I'm not able to answer that question, except that on one 

occasion through interviews I was able to determine that he 

considered the leading emergency blow and then decided not to.  

That would be an indication that he did feel he had the 

latitude to make a change to the plan.  And furthermore, my 

opinion is that this CO would make any changes he felt 

appropriate, and he wasn't shy and timid about being in charge 

and making changes to operate the ship as he saw fit.   

Q     Okay.   

      I'll go back specifically to -- I'll go back 

specifically to the lunch.  The lunch was scheduled from 11:00 

to 12:00, and you talked about the messing issue, particularly 

in the wardroom.  What are the values of having a DV embark is 

that often the DVs eat with the crew because there's great 

value in sitting with the crew members.

      I know that you mentioned the mess in terms of how the 

food is prepared is shared, but there's a separate wardroom 

for the officers and there's an enlisted mess for the crew in 

terms of how they do it.   

      Now, did the crew -- what drove them in terms of their 

decisions, so I see that decision to extend the lunch time as 

a modification of the embark plan that they had published.  

Because I recall the lunch was between 11:00 and noon.   

A     Yes, sir.  I would disagree with you.  I feel that the 

ship -- the CO intended all along to have two settings in the 

wardroom, and that his guests all ate in the wardroom, and 

that 11:00 to 12:00 time was really for the crew.  And I think 

that the ship felt it had that latitude to make that change 

within the white lines.   

      I think that the CO felt he would be distracted in 

running the ship for a large part of the day, and that that 

lunch was the one time he knew he could count on to really sit 

down and talk to these guests on an individual basis, and 

personally.  And so I really think that although eating in the 

crew's mess is certainly appropriate, and we do it a lot on 

submarines, particularly for the visitor cruises, when you 

have a relatively small group of visitors that were 

distinguished like this, that you would target them to eat in 

the wardroom.  Although that's arbitrary in the ship's call.  

Q     But my understanding is that this was an unusually large 

number of DVs that were embarked, 16 that -- can you give me a 

sense of what's an average out there that typically SUBPAC 

boats would typically embark?   

A     Sixteen is about the average.  

Q     Okay.   

A     Fifteen or so is the average, as I understand it.  

That's what I was able to determine.  

Q     All right.   

A     For this class of submarine.  

Q     Okay.   

A     In contrast to Trident submarines where I bring in 60 in 

a shot, but it's a much much bigger ship.  

BY RDML STONE:  

Q     As a follow-up to the President's question, this was a 

unique underway just for a DV embark.  During your 

investigation did you say signs or the know requirements for a 

submarine to get underway such as the sonar search plan, a 

navigation plan, all the requisite plans that are normally 

approved by the CO prior to going to sea?  How to operate, so 

that the submarine is basically not operating in an odd 

fashion.  Did you see any evidence of those sort of 

preplanning done prior to the underway?  

A     Admiral, I did not see them, but I also did not have 

time to see them.  And I think that might be an area for the 

Court to examine further.   

Q     During your interviews with the individuals, were there 

any interpretation by you, by yourself that they had any 

qualms about someone move or get out of their way if they're 

interfering with their watch stations?  Did the crew 

understand that?  

A     Because I'm so perplexed that that did not happen with 

the FT of the watch, I can only ponder that that -- that 

question because it's a very disturbing thing that that did 

not happen in that one case which could have made such a 

difference.   

      However, to be honest, I just don't know how I could 

assess answering that question.  Through my interview process 

I was not able to determine that this crew was any more 

reticent or any more capable of interjecting their opinions 

when needed than another crew.  I just found some subtle 

indicators that the way this ship ran was very much a ship 

that was run under the direct control of the Captain.  And the 

impact of that may have been that he would get less advice 

than on a ship where the Captain was delegated more of the 

operational decisions to subordinates.  

Q     One other question.  I was struck by the number of crew 

that was left behind for the day.  It seemed to me more than I 

was used to seeing, 51 enlisted sailors and six officers, and 

looking at the sailing list it looked to me like there was 

seven sonar minute, including the chief left behind, as well 

as the senior FT of the watch -- or FT, the chief.  Did that 

seem excessive to you in your review of some of the embark 

programs?  

A     Admiral, I had a sense that there may have been some 

missing ingredients in the shear numbers that they took to 

sea.  They had a highly qualified crew and those are the ones 

they took to sea, and the numbers they took would have been 

enough.  

      But if the piece parts were lacking as you examined who 

those individuals were, and that left them with a shortage of 

some of their key watch stations like in sonar, then that 

would be a problem.  I did not have the opportunity to fully 

bring out those questions, but there may be some meat there.  

VADM. NATHMAN: 

Q     Admiral, follow up on the DV participation.  

     You've already testified about the three, they were 

actually manning the controls and you felt it had no impact on 

what actually happened in terms of the control of the ship.   

      Now, did you see any other events or instances where you 

felt, and maybe the reports from the fire technician might be 

one of them, I'm only suggesting that, did you see any 

instances where DV participation may have impacted the way the 

ship was maneuvered or controlled, or the way reports were 

made to the chain of command, particularly in the control 

room?  

A     That was the central question I tried to evaluate in my 

brief investigation, and I'm not sure how much I was able to 

uncover to truly answer it.  I only had indicators.   

      For example, in several of my interviews I had people 

who were in control make statements that they weren't able to 

see this indication or they weren't able to see that 

indication because of the people that were there, and so that 

led me to a sense that the ability, the shear ability to back 

up your fellow watchstanders by helping them look at their 

indications, providing them recommendations would be impeded 

in a passive sort of way by having more people in control than 

normal.   

      I think that the other part of the question, what have 

the decorum of the guests.  My own experience, which is pretty 

extensive in seeing guests underway on ships, and the 

interviews that I conducted for the Greeneville issue would 

indicate that these were very typical guests.  They were 

polite, they had a very quiet demeanor, they knew not to 

disrupt these busy watchstanders and this nerve center of the 

ship, the control room.  They tended to be still and observe 

and not be disruptive in their mannerisms.   

      And so if they intruded, if they impeded, it would be 

merely from their presence, and the fact that they took up 

some of the visual and standing space in the control room, and 

not anything beyond that.   

      And so to the degree that they disrupted the crew, it 

would only be in a very passive sort of way where they were 

causing more people to be in control than normal, and hence 

less ability for the normal watchstanders to operate and back 

each other up, than what they could see and say to others.  

Q     You made a very important point.  You said that 16 was a 

fairly average, 15, 16 was a fairly average number of DV 

embarks in terms of individuals, and yet you just said the 

control room was too crowded, that there were too many DVs in 

there.  That seems like a disconnect to me.

      Why do you say there was too many in control when the 

average number of visitors was about right?  

A     I don't remember saying too many.  I'll grant you I may 

have led that -- led you to that conclusion by what I was 

saying.  I think that the number of people in the 

Greeneville's control room was actually a little less than she 

would purposely put in there in certain evolutions like battle 

stations.   

      Now, I'll grant you that the people in the control room 

for battle stations are all crew members, who have assigned 

duties and fully understand their role and their decorum and 

how it applies to the mission, but nevertheless it's even more 

people than the ship had on this occasion by a handful.   

      So, we should recognize the ship can function, and 

function safely with this number of people in the control 

room, although it's more difficult.   

      It requires more effort.  So, generically, I'm not sure 

it was too many to briefly demonstrate what the ship was 

doing.  In hindsight perhaps it was too many, but I think the 

routine submarine out there today, or prior to today 

conducting these types of evolutions would probably tend to 

bring most of their guests into control as well.   

Q     Okay.   

      Put the exhibit up that shows the control room, please?  

Let me ask a couple follow up questions there, Admiral 

Griffiths.   

      Yesterday there was a comment made, I believe you made 

the comment about the fire control technician of the watch 

felt like there was a barrier between his station and his 

ability to make his report, I think rightfully so to the 

Officer of the Deck on what he had -- what his sensors, what 

his displays were showing.  And you described earlier the, as 

I recall, that the DVs were positioned from here into this L.  

When you said physical barrier, were you talking about 

specifically distinguished visitors standing in the way?  Was 

that the barrier?  

A     Yes, sir.  I was just using the barrier perhaps in the 

sense that there were people there that wouldn't normally be 

there for routine operations.  That would impede his sight 

line to the CON, and vice versa, and would be people who would 

have to stand up and perhaps move beyond in order to have a 

face-to-face conversation, or he would have to project his 

voice over their presence to be heard by the Officer of the 

Deck.  

Q     Did that impression come from your interviews with the 

fire control technician?  

A     Yes, sir.  

Q     That he felt the DV was a barrier that he couldn't speak 

around?  

A     Yes, sir.  Not only a verbal impediment, I'm not saying 

it could not have been overcome but it was an impediment.  But 

also his access to this watch station chart, which is called a 

contact evaluation quad was also impeded by a number of people 

that were standing between him seated here in this location 

several steps away.  

Q     Okay.   

      Does it make sense to have -- to say the person standing 

here, I can see how it interferes visually with the sight 

line, but how does that interfere when we're talking basically 

10 feet or so, I assume, between the Officer of the Deck and 

the fire control technician of the watch, how is that a verbal 

barrier for the watchstander?  

A     To you and I I don't think it is.  It was in his mind 

and he stated so.  

Q     Let's go back to the sonar watch then, again.   

      Do you see with the same placement of the DVs, did they 

become barriers for the sonarwatch's performance of his duties 

in terms of either passing reports or allowing the Commanding 

Officer or the Officer of the Deck, or the Exec. officer or 

whoever is present to control that vote from getting into the 

sonar room?  

A     No, sir.  I don't believe it acted as a barrier in the 

case of the effective operation of sonar.  For one thing 

you're talking the CO and the XO and their mobility in and out 

of sonar.  They don't tend to let the mere presence of 

strangers get in their way.  Their presence is enough that 

they go and do what they have to do, even if it means asking 

people to step aside.  

      There's also a forward door in the sonar that may have 

been used on occasions particularly by the XO or the CO that 

were in control.  I think there are routine communication 

circuits that don't require physical presence for the people 

in sonar and the people in control to talk effectively to each 

other.   

Q     Okay.  I'd like to move on to some questions about 

training.   

      The ship got underway -- (inaudible) embarkation and to 

support training.  I find it odd that the ship left a number 

of her crew, I'm not sure what their status of qualifications 

were, but did the ship demonstrate any ability to conduct 

training, i.e. when they -- besides normal evolutions of 

getting underaway, angles and dangles, emergency deep, 

emergency surface, were there any indications on watchstander 

sign-offs by the crew as a result of this embarkation?  In 

other words, was there any qualitative or quantitative way in 

measuring the training that the ship conducted?  

A     Admiral, there probably is.  I have no idea what the 

answer to that is.  I can only conjecture.  I didn't have time 

to pursue that.  

Q     If a ship is going to get underway for training after a 

significant amount of time, I'll say those are my words, in a 

maintenance availability, why would she choose to leave so 

many of her crew at home when it was a training opportunity?  

A     I think like in all decisions it was a trade-off, and 

I'm only conjecturing.  The ship that day were only going to 

be underway six to eight hours, and we've had certain number 

of people who had been busting their butt in maintenance and 

other ways helping the ship and we want to give them the 

opportunity to have a one day break, which is a privilege that 

we like to grant the people who have been working very hard.   

      And so that the people that -- and the evolutions that 

were going to be conducting at sea will be relatively limited.  

For example, only some of the sonar systems were used this day 

because it was a local operation, they didn't stream and use 

the total raise, so the reduced tactical value for sonar 

training, that's only one example.   

      So, I think the ship balanced what she could gain at sea 

for those people she left in with what she was trying to do 

for them in their day ashore on liberty, and take care of 

their families and so forth and tried to make a balance.  

That's my conjecture.  

Q     How would you describe the training value of angles and 

dangles for the crew?  Specifically we have the maneuvering 

watch, and the chief of the boat, chief of the watch rather, 

that section, is there great training value for the crew?  I 

think you commented that the chief of staff in your interviews 

that everyone was impressed of the ability of the ship to 

conduct those operations.  

A     I think there's significant training value.  I think 

it's a very positive event, and routinely conducting it has a 

lot of -- makes a lot of sense to me.  Particularly if you're 

rotating additional people through the ship control party who 

experience it, either as an under instruction watch or the 

primary, because the -- the main training value, in addition 

to the whole ship having that --

      (Electricity went out.....)

      Commencing again at 2:50 p.m.

              CAPT. MACDONALD:  Let the record reflect that 

all parties, counsel for the parties, members of the court and 

the court reporter are again present.   

              VADM. NATHMAN:  Let's call Admiral Griffiths 

back to the stand, please.  

      Admiral Griffiths would you please take a seat in the 

witness box and I remind you, sir, that you're still under 

oath.   

      Admiral.   

BY RDML STONE:

Q     Admiral, I had a couple follow up questions on our 

recent discussion on the DV and embark and administration of 

the crews.   

      Did you see any indication that the guests themselves 

were indoctrinated into any submarine safety, or their roles 

in the protocol of being around watchstanders, staying out of 

their way and so forth, being quiet in control.  

A     I didn't have any specific evidence that I could review 

one way or the other to determine that.  It is my assumption 

that that occurred, at least orally, prior to the ship getting 

underway by their monitors on the ship, members of the crew.  

However, I don't know.  

Q     So your experience that's normally or typically done for 

one of these embarks?  

A     Yes, sir.  They were orally briefed in the process of 

getting on the ship by their assigned tour guides, that's how 

I new of the banger, they actually completed that brief before 

they even get on board the ship.  But I don't know how 

Greeneville did it in this case.  

Q     I understand.   

      Next question I had was we were talking about the number 

of individuals, people that were in the control room as shown 

here on Exhibit 6.  And you alluded to or discussed that 

during the ship's battle station, approximately the same 

number of people would be in the control.  Could you describe 

for the Court the distribution differences, if there are any 

differences between what you would see during a bow station 

scenario versus a scenario that was conducted during this 

emergency surface?  

A     There would be some slight differences, in particular 

the areas that I'm circling on the after part of control here 

would be filled in by crew members in addition to those other 

areas that we've already talked about.  Additionally, there 

would be someone seated at each of these locations, a 

watchstander in each of these five seats in a row here.  There 

would certainly be more than four seats filled here in sonar, 

plus the -- in other words, there would be up to seven or more 

operators in sonar.

      Over here, in addition to navigation you would also be 

conducting tactical plotting on one of the two tables here, 

and this installation right here in the corner would be very 

tactically significant, so you would see basically all the 

light space filled in with watchstanders in the battle 

stations area.   

      And I think actually it would be up to five people more 

than were present during the collision.   

Q     So in your opinion the approach officer or the Officer 

of the Deck would have the same, if you will, challenges to 

see the fire stations, screens in a battle station scenario?  

A     It would actually be almost a bigger challenge, because 

there would be a few more people and all of these displays 

throughout the entire control room, where ever they would be, 

would be coming in to play, have tactical significance in a 

battle station scenario, so there would be an effort needed to 

be able to get to see all of them, whereas only some of them 

were in use in the daily operations such as they were on the 

night of February.  

      (See next Court Reporter's transcript.)







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